Jonathan Segal - May 18, 2021 Form 4 Insider Report for ONE Group Hospitality, Inc. (STKS)

Role
Director, Business Development, Director, 10%+ Owner
Signature
/s/ Tyler Loy, attorney-in-fact for Jonathan Segal
Stock symbol
STKS
Transactions as of
May 18, 2021
Transactions value $
-$157,396
Form type
4
Date filed
5/20/2021, 09:24 PM
Previous filing
May 18, 2021
Next filing
May 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKS Common Stock Sale -$72.1K -6.4K -0.15% $11.26 4.35M May 18, 2021 Direct F1, F2
transaction STKS Common Stock Sale -$60.9K -5.78K -0.13% $10.53 4.35M May 19, 2021 Direct F1, F3
transaction STKS Common Stock Options Exercise $5.8K +2.12K +0.05% $2.73 4.35M May 18, 2021 Direct
transaction STKS Common Stock Sale -$24.4K -2.12K -0.05% $11.51 4.35M May 18, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKS Option to Purchase Common Stock Options Exercise -$5.8K -2.12K -0.43% $2.73 492K May 18, 2021 Common Stock 2.12K $2.73 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares sold for tax liability upon the vesting of restricted stock units.
F2 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.97 to $11.49, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F3 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.26 to $10.86, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F4 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $11.58, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.