Jonathan Segal - 18 May 2021 Form 4 Insider Report for ONE Group Hospitality, Inc. (STKS)

Role
Director, Business Development, Director, 10%+ Owner
Signature
/s/ Tyler Loy, attorney-in-fact for Jonathan Segal
Issuer symbol
STKS
Transactions as of
18 May 2021
Net transactions value
-$157,396
Form type
4
Filing time
20 May 2021, 21:24:54 UTC
Previous filing
18 May 2021
Next filing
24 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKS Common Stock Sale $72,087 -6,402 -0.15% $11.26 4,354,103 18 May 2021 Direct F1, F2
transaction STKS Common Stock Sale $60,874 -5,781 -0.13% $10.53 4,348,322 19 May 2021 Direct F1, F3
transaction STKS Common Stock Options Exercise $5,796 +2,123 +0.05% $2.73 4,350,445 18 May 2021 Direct
transaction STKS Common Stock Sale $24,436 -2,123 -0.05% $11.51 4,348,322 18 May 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKS Option to Purchase Common Stock Options Exercise $5,796 -2,123 -0.43% $2.73 492,377 18 May 2021 Common Stock 2,123 $2.73 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares sold for tax liability upon the vesting of restricted stock units.
F2 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.97 to $11.49, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F3 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.26 to $10.86, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F4 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $11.58, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.