Jonathan Segal - May 14, 2021 Form 4 Insider Report for ONE Group Hospitality, Inc. (STKS)

Role
Director, Business Development, Director, 10%+ Owner
Signature
By: /s/ Tyler Loy, attorney-in-fact for Jonathan Segal
Stock symbol
STKS
Transactions as of
May 14, 2021
Transactions value $
-$332,226
Form type
4
Date filed
5/18/2021, 09:27 PM
Next filing
May 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKS Common Stock Sale -$116K -10.7K -0.24% $10.81 4.37M May 14, 2021 Direct F1, F2
transaction STKS Common Stock Sale -$153K -13.6K -0.31% $11.23 4.36M May 17, 2021 Direct F1, F3
transaction STKS Common Stock Options Exercise $15K +5.5K +0.13% $2.73 4.37M May 17, 2021 Direct
transaction STKS Common Stock Sale -$63.6K -5.5K -0.13% $11.56 4.36M May 17, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKS Option to Purchase Common Stock Options Exercise -$15K -5.5K -1.1% $2.73 495K May 17, 2021 Common Stock 5.5K $2.73 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares sold for tax liability upon the vesting of restricted stock units.
F2 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.20 to $11.88, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F3 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.00 to $11.59, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
F4 Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $11.69, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.