Key facts
- This page summarizes Stephanie K. Kushner's Form 4 filing for BROADWIND, INC. (BWEN).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 20 May 2021, 16:08.
Stephanie K. Kushner - 18 May 2021 Form 4 Insider Report for BROADWIND, INC. (BWEN)
- Reporting relationship
- Director
- Issuer ticker
- BWEN
- Reported as of
- 18 May 2021
- Net transaction value
- -$145,439
- SEC form
- 4
- Accepted by SEC
- 20 May 2021, 16:08:07 UTC
- Prior SEC filing
- 11 May 2021
- Next SEC filing
- 21 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas A. Ciccone as Attorney-in-Fact for Stephanie K. Kushner pursuant to Power of Attorney previously filed
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Stephanie K. Kushner filed Form 4 for BROADWIND, INC. (BWEN) on 20 May 2021.
Change
- Previous filing in this sequence was filed on 11 May 2021.
- Current net transaction value: -$145,439.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BWEN
transaction
Common Stock
Sale
- Transaction value
- $73,801
- Shares
- -17,500
- Change %
- -3.8%
- Price
- $4.22
- Shares after
- 438,718
- Date
- 18 May 2021
- Ownership
- Direct
- Footnotes
- F1, F2
BWEN
transaction
Common Stock
Sale
- Transaction value
- $71,638
- Shares
- -17,500
- Change %
- -4%
- Price
- $4.09
- Shares after
- 421,218
- Date
- 19 May 2021
- Ownership
- Direct
- Footnotes
- F1, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $4.14 to $4.39; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company.
Footnote F3
This transaction was executed in multiple trades at prices ranging from $4.04 to $4.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company.
Footnote F4
Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22.