David P. Reiland - May 7, 2021 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role: Director
Signature: /s/ Thomas A. Ciccone as Attorney-in-Fact for David P. Reiland pursuant to Power of Attorney filed herewith
Stock symbol: BWEN
Transactions as of: May 7, 2021
Transactions value $: $0
Form type: 4
Date filed: 5/11/2021, 04:59 PM
Next filing: May 19, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BWEN	Common Stock	Award	$0	+9.34K	+7.25%	$0.00	138K	May 7, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	BWEN	Phantom Stock						8.4K	May 7, 2021	Common Stock	8.4K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 9,336 restricted stock units that vest on 5/1/22.
F2	Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.
F3	Phantom stock credited to participant's account in 2009, 2011 and 2016 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.