Terence P. Fox - May 7, 2021 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role: Director
Signature: /s/ Thomas A. Ciccone as Attorney-in-Fact for Terence P. Fox pursuant to Power of Attorney filed herewith
Stock symbol: BWEN
Transactions as of: May 7, 2021
Transactions value $: $0
Form type: 4
Date filed: 5/11/2021, 04:54 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BWEN	Common Stock	Award	$0	+9.34K	+2.99%	$0.00	322K	May 7, 2021	Direct	F1
holding	BWEN	Common Stock						200K	May 7, 2021	By Terence P. Fox and Paula L. Fox Irrevocable Trust 2005

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	BWEN	Phantom Stock						519	May 7, 2021	Common Stock	519		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 9,336 restricted stock units that vest on 5/1/22.
F2	Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.
F3	Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.