Jason Bonfigt - May 7, 2021 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
VP, CFO and Treasurer
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Jason Lee Bonfigt pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
May 7, 2021
Transactions value $
$0
Form type
4
Date filed
5/11/2021, 04:49 PM
Next filing
Oct 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +12.8K +11.64% $0.00 123K May 7, 2021 Direct F1
holding BWEN Common Stock 14.2K May 7, 2021 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 8,466 restricted stock units that vest on 4/23/22; and (ii) 20,626 restricted stock units that vest 10,313 shares on each of 4/30/22 and 4/30/23; and (iii) 12,837 restricted stock units that vest 4,279 shares on each of 5/1/22, 5/1/23 and 5/1/24.