| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLT | Common Stock | Sale | $1,717,108 | -318,573 | -7.7% | $5.39 | 3,817,814 | 14 Mar 2024 | Direct | F1, F2 |
| holding | APLT | Common Stock | 1,750,000 | 14 Mar 2024 | See footnote | F3 | |||||
| holding | APLT | Common Stock | 1,492,094 | 14 Mar 2024 | See footnote | F4 | |||||
| holding | APLT | Common Stock | 709,720 | 14 Mar 2024 | See footnote | F5 | |||||
| holding | APLT | Common Stock | 290,280 | 14 Mar 2024 | See footnote | F6 | |||||
| holding | APLT | Common Stock | 88,397 | 14 Mar 2024 | See footnote | F7 |
| Id | Content |
|---|---|
| F1 | The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of compensatory Restricted Stock Units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. |
| F2 | Weighted average price. These shares were sold by the reporting person in multiple transactions at prices ranging from $5.37 to $5.795, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| F3 | Through a grantor retained annuity trust. |
| F4 | Through a family trust controlled by the reporting person's spouse. |
| F5 | Through the reporting person's spouse. |
| F6 | Through a family trust controlled by the reporting person. |
| F7 | Through Clearpoint Strategy Group LLC of which the reporting person is the sole owner. |