Christopher L. Winfrey - 12 Jan 2024 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
President and CEO, Director
Signature
/s/Jennifer A. Smith as attorney-in-fact for Christopher L. Winfrey
Issuer symbol
CHTR
Transactions as of
12 Jan 2024
Net transactions value
-$4,227,624
Form type
4
Filing time
17 Jan 2024, 16:34:38 UTC
Previous filing
21 Nov 2023
Next filing
07 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Options Exercise $4,362,092 +28,911 +66% $150.88 72,814 12 Jan 2024 Direct F1
transaction CHTR Class A Common Stock Tax liability $7,527,887 -20,630 -28% $364.90 52,184 12 Jan 2024 Direct F2
transaction CHTR Class A Common Stock Options Exercise $1,216,847 +8,065 +21% $150.88 46,450 12 Jan 2024 Shares held by Winfrey Dynasty Trust F3
transaction CHTR Class A Common Stock Tax liability $2,098,905 -5,752 -12% $364.90 40,698 12 Jan 2024 Shares held by Winfrey Dynasty Trust F2
transaction CHTR Class A Common Stock Options Exercise +959 +1.8% 53,143 12 Jan 2024 Direct F4, F5
transaction CHTR Class A Common Stock Tax liability $179,771 -490 -0.92% $366.88 52,653 12 Jan 2024 Direct F6
holding CHTR Class A Common Stock 20,674 12 Jan 2024 Shares held by Atalaya Management, LLC
holding CHTR Class A Common Stock 47,733 12 Jan 2024 Shares held by GST Non-Exempt Winfrey Dynasty Trust
holding CHTR Class A Common Stock 34,909 12 Jan 2024 Shares held by Yeniley L Winfrey Irrevocable Trust
holding CHTR Class A Common Stock 3,545 12 Jan 2024 Shares held by Yeniley Lorenzo Winfrey Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Stock Options Options Exercise $0 -28,911 -100% $0.000000* 0 12 Jan 2024 Class A Common Stock 28,911 $150.88 Direct F1
transaction CHTR Stock Options Options Exercise $0 -8,065 -100% $0.000000* 0 12 Jan 2024 Class A Common Stock 8,065 $150.88 Held by Winfrey Dynasty Trust F3
transaction CHTR Restricted Stock Units Options Exercise $0 -959 -100% $0.000000* 0 12 Jan 2024 Class A Common Stock 959 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 To address the near-term expiration of stock options granted on January 15, 2014, the reporting person exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan.
F2 Withholding of securities for the purpose of paying the exercise price and taxes.
F3 To address the near-term expiration of stock options granted on January 15, 2014, the Winfrey Dynasty Trust exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan.
F4 Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 12, 2024.
F5 Restricted Stock Unit grant - price and expiration date not applicable.
F6 Withholding of securities for the purpose of paying taxes.