Christopher L. Winfrey - Nov 20, 2023 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
President and CEO
Signature
/s/Jennifer A. Smith as attorney-in-fact for Christopher L. Winfrey
Stock symbol
CHTR
Transactions as of
Nov 20, 2023
Transactions value $
$0
Form type
4
Date filed
11/21/2023, 09:48 PM
Previous filing
Feb 24, 2023
Next filing
Jan 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Gift $0 -2.6K -5.19% $0.00 47.5K Nov 20, 2023 Direct F1
transaction CHTR Class A Common Stock Gift $0 +2.6K +275.13% $0.00 3.55K Nov 20, 2023 Shares held by Yeniley Lorenzo Winfrey Revocable Trust F1
transaction CHTR Class A Common Stock Gift $0 -3.6K -7.58% $0.00 43.9K Nov 20, 2023 Direct F2
transaction CHTR Class A Common Stock Gift $0 +3.6K +4.36% $0.00 86.1K Nov 20, 2023 Shares held by Winfrey Dynasty Trust F2
transaction CHTR Class A Common Stock Gift $0 -47.7K -55.43% $0.00 38.4K Nov 20, 2023 Shares held by Winfrey Dynasty Trust F3
transaction CHTR Class A Common Stock Gift $0 +47.7K $0.00 47.7K Nov 20, 2023 Shares held by GST Non-Exempt Winfrey Dynasty Trust F3
holding CHTR Class A Common Stock 20.7K Nov 20, 2023 Shares held by Atalaya Management, LLC
holding CHTR Class A Common Stock 34.9K Nov 20, 2023 Shares held by Yeniley L Winfrey Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Stock Options Other $0 -55.8K -100% $0.00* 0 Sep 21, 2023 Class A Common Stock 55.8K $512.06 Direct F4
transaction CHTR Stock Options Other $0 +55.8K $0.00 55.8K Sep 21, 2023 Class A Common Stock 55.8K $512.06 Held by GRAT F4
transaction CHTR Stock Options Other $0 -53.2K -16.98% $0.00 260K Oct 3, 2023 Class A Common Stock 53.2K $221.25 Held by GRAT F5
transaction CHTR Stock Options Other $0 +53.2K +28.98% $0.00 237K Oct 3, 2023 Class A Common Stock 53.2K $221.25 Direct F5
transaction CHTR Stock Options Other $0 -80.3K -30.86% $0.00 180K Oct 3, 2023 Class A Common Stock 80.3K $221.25 Held by GRAT F6
transaction CHTR Stock Options Other $0 +80.3K +33.9% $0.00 317K Oct 3, 2023 Class A Common Stock 80.3K $221.25 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 20, 2023, the reporting person transferred 2,600 shares to the Yeniley Lorenzo Winfrey Revocable Trust U/A DTD 07/27/2001.
F2 On November 20, 2023, the reporting person transferred 3,600 shares to the Winfrey Dynasty Trust.
F3 On November 20, 2023, the reporting person transferred 47,733 shares from the Winfrey Dynasty Trust to the GST Non-Exempt Winfrey Dynasty Trust UAD 11-24-20.
F4 On September 21, 2023, the reporting person transferred 55,758 stock options to a grantor retained annuity trust. The stock options were granted on January 15, 2020 under the Charter Communications, Inc. Stock Incentive Plan. The options became fully exercisable on January 15, 2023.
F5 On October 3, 2023, a grantor retained annuity trust transferred 53,247 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (the "Plan") (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.
F6 On October 3, 2023, a grantor retained annuity trust transferred 80,329 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.