Christopher L. Winfrey - 20 Nov 2023 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
President and CEO
Signature
/s/Jennifer A. Smith as attorney-in-fact for Christopher L. Winfrey
Issuer symbol
CHTR
Transactions as of
20 Nov 2023
Net transactions value
$0
Form type
4
Filing time
21 Nov 2023, 21:48:58 UTC
Previous filing
24 Feb 2023
Next filing
17 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Gift $0 -2,600 -5.2% $0.000000 47,503 20 Nov 2023 Direct F1
transaction CHTR Class A Common Stock Gift $0 +2,600 +275% $0.000000 3,545 20 Nov 2023 Shares held by Yeniley Lorenzo Winfrey Revocable Trust F1
transaction CHTR Class A Common Stock Gift $0 -3,600 -7.6% $0.000000 43,903 20 Nov 2023 Direct F2
transaction CHTR Class A Common Stock Gift $0 +3,600 +4.4% $0.000000 86,118 20 Nov 2023 Shares held by Winfrey Dynasty Trust F2
transaction CHTR Class A Common Stock Gift $0 -47,733 -55% $0.000000 38,385 20 Nov 2023 Shares held by Winfrey Dynasty Trust F3
transaction CHTR Class A Common Stock Gift $0 +47,733 $0.000000 47,733 20 Nov 2023 Shares held by GST Non-Exempt Winfrey Dynasty Trust F3
holding CHTR Class A Common Stock 20,674 20 Nov 2023 Shares held by Atalaya Management, LLC
holding CHTR Class A Common Stock 34,909 20 Nov 2023 Shares held by Yeniley L Winfrey Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Stock Options Other $0 -55,758 -100% $0.000000* 0 21 Sep 2023 Class A Common Stock 55,758 $512.06 Direct F4
transaction CHTR Stock Options Other $0 +55,758 $0.000000 55,758 21 Sep 2023 Class A Common Stock 55,758 $512.06 Held by GRAT F4
transaction CHTR Stock Options Other $0 -53,247 -17% $0.000000 260,329 03 Oct 2023 Class A Common Stock 53,247 $221.25 Held by GRAT F5
transaction CHTR Stock Options Other $0 +53,247 +29% $0.000000 236,980 03 Oct 2023 Class A Common Stock 53,247 $221.25 Direct F5
transaction CHTR Stock Options Other $0 -80,329 -31% $0.000000 180,000 03 Oct 2023 Class A Common Stock 80,329 $221.25 Held by GRAT F6
transaction CHTR Stock Options Other $0 +80,329 +34% $0.000000 317,309 03 Oct 2023 Class A Common Stock 80,329 $221.25 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 20, 2023, the reporting person transferred 2,600 shares to the Yeniley Lorenzo Winfrey Revocable Trust U/A DTD 07/27/2001.
F2 On November 20, 2023, the reporting person transferred 3,600 shares to the Winfrey Dynasty Trust.
F3 On November 20, 2023, the reporting person transferred 47,733 shares from the Winfrey Dynasty Trust to the GST Non-Exempt Winfrey Dynasty Trust UAD 11-24-20.
F4 On September 21, 2023, the reporting person transferred 55,758 stock options to a grantor retained annuity trust. The stock options were granted on January 15, 2020 under the Charter Communications, Inc. Stock Incentive Plan. The options became fully exercisable on January 15, 2023.
F5 On October 3, 2023, a grantor retained annuity trust transferred 53,247 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (the "Plan") (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.
F6 On October 3, 2023, a grantor retained annuity trust transferred 80,329 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.