| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CHTR | Class A Common Stock | Options Exercise | $22.3M | +148K | +100.65% | $150.88 | 295K | Nov 14, 2023 | Direct | F1 |
| transaction | CHTR | Class A Common Stock | Tax liability | -$40.6M | -97.2K | -32.96% | $417.86 | 198K | Nov 14, 2023 | Direct | F2 |
| transaction | CHTR | Class A Common Stock | Options Exercise | $13M | +74.1K | +37.51% | $175.76 | 272K | Nov 14, 2023 | Direct | F3 |
| transaction | CHTR | Class A Common Stock | Tax liability | -$21.3M | -51.1K | -18.8% | $417.86 | 221K | Nov 14, 2023 | Direct | F2 |
| transaction | CHTR | Class A Common Stock | Sale | -$7.96M | -19.3K | -8.75% | $412.27 | 201K | Nov 14, 2023 | Direct | F4 |
| transaction | CHTR | Class A Common Stock | Sale | -$7M | -16.9K | -8.42% | $413.18 | 184K | Nov 14, 2023 | Direct | F5 |
| transaction | CHTR | Class A Common Stock | Sale | -$2.66M | -6.42K | -3.48% | $414.46 | 178K | Nov 14, 2023 | Direct | F6 |
| transaction | CHTR | Class A Common Stock | Sale | -$12.7M | -30.6K | -17.21% | $415.33 | 147K | Nov 14, 2023 | Direct | F7 |
| transaction | CHTR | Class A Common Stock | Sale | -$4.07M | -9.78K | -6.64% | $416.17 | 138K | Nov 14, 2023 | Direct | F8 |
| transaction | CHTR | Class A Common Stock | Sale | -$2M | -4.8K | -3.49% | $417.17 | 133K | Nov 14, 2023 | Direct | F9 |
| holding | CHTR | Class A Common Stock | 17.5K | Nov 14, 2023 | By trust | F10 | |||||
| holding | CHTR | Class A Common Stock | 17.5K | Nov 14, 2023 | By trust | F11 | |||||
| holding | CHTR | Class A Common Stock | 36K | Nov 14, 2023 | By trust | F12 | |||||
| holding | CHTR | Class A Common Stock | 36K | Nov 14, 2023 | By trust | F13 | |||||
| holding | CHTR | Class A Common Stock | 9.1K | Nov 14, 2023 | By trust | F14 | |||||
| holding | CHTR | Class A Common Stock | 9.1K | Nov 14, 2023 | By trust | F15 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CHTR | Stock Options | Options Exercise | -$22.3M | -148K | -100% | $150.88 | 0 | Nov 14, 2023 | Class A Common Stock | 148K | $150.88 | Direct | F1 |
| transaction | CHTR | Stock Options | Options Exercise | -$13M | -74.1K | -100% | $175.76 | 0 | Nov 14, 2023 | Class A Common Stock | 74.1K | $175.76 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | To address the near-term expiration of time vesting stock options granted on January 15, 2014, the reporting person exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. |
| F2 | Withholding of securities for the purpose of paying the exercise price and paying taxes. |
| F3 | Stock Options granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2018. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $411.830 to $412.810, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $412.830 to $413.775, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.860 to $414.855, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $414.860 to $415.850, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.870 to $416.865, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.870 to $417.840, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F10 | These shares are held in an irrevocable trust, the GST Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F11 | These shares are held in an irrevocable trust, the GST Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F12 | These shares are held in an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F13 | These shares are held in an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is the trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F14 | These shares are held in a trust for the benefit of A Alonso, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F15 | These shares are held in a trust for the benefit of TP Rutledge, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |