Thomas Rutledge - 25 Aug 2023 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
Executive Chairman, Director
Signature
/s/Jennifer A. Smith as attorney-in-fact for Thomas M. Rutledge
Issuer symbol
CHTR
Transactions as of
25 Aug 2023
Transactions value $
$0
Form type
4
Filing time
29 Aug 2023, 16:41:11 UTC
Previous filing
24 Feb 2023
Next filing
16 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Gift $0 -9.1K -5.51% $0.00 156K 25 Aug 2023 Direct F1
transaction CHTR Class A Common Stock Gift $0 +9.1K +25.3% $0.00 45.1K 25 Aug 2023 By trust F1
transaction CHTR Class A Common Stock Gift $0 -9.1K -5.83% $0.00 147K 25 Aug 2023 Direct F2
transaction CHTR Class A Common Stock Gift $0 +9.1K +25.3% $0.00 45.1K 25 Aug 2023 By trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Stock Options Other $0 -148K -100% $0.00* 0 16 May 2023 Class A Common Stock 148K $150.88 By Rutledge 2022 GRAT I F3
transaction CHTR Stock Options Other $0 +148K $0.00 148K 16 May 2023 Class A Common Stock 148K $150.88 Direct F3
transaction CHTR Stock Options Other $0 -74.1K -54.44% $0.00 62.1K 16 May 2023 Class A Common Stock 74.1K $175.76 By Rutledge 2022 GRAT I F4
transaction CHTR Stock Options Other $0 +74.1K $0.00 74.1K 16 May 2023 Class A Common Stock 74.1K $175.76 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust.
F2 On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust.
F3 On May 16, 2023, the reporting person transferred 147,905 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F4 On May 16, 2023, the reporting person transferred 74,137 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.