Thomas Rutledge - 25 Aug 2023 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role: Executive Chairman, Director
Signature: /s/Jennifer A. Smith as attorney-in-fact for Thomas M. Rutledge
Issuer symbol: CHTR
Transactions as of: 25 Aug 2023
Net transactions value: $0
Form type: 4
Filing time: 29 Aug 2023, 16:41:11 UTC
Previous filing: 24 Feb 2023
Next filing: 16 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CHTR	Class A Common Stock	Gift	$0	-9,100	-5.5%	$0.000000	156,045	25 Aug 2023	Direct	F1
transaction	CHTR	Class A Common Stock	Gift	$0	+9,100	+25%	$0.000000	45,071	25 Aug 2023	By trust	F1
transaction	CHTR	Class A Common Stock	Gift	$0	-9,100	-5.8%	$0.000000	146,945	25 Aug 2023	Direct	F2
transaction	CHTR	Class A Common Stock	Gift	$0	+9,100	+25%	$0.000000	45,071	25 Aug 2023	By trust	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CHTR	Stock Options	Other	$0	-147,905	-100%	$0.000000^*	0	16 May 2023	Class A Common Stock	147,905	$150.88	By Rutledge 2022 GRAT I	F3
transaction	CHTR	Stock Options	Other	$0	+147,905		$0.000000	147,905	16 May 2023	Class A Common Stock	147,905	$150.88	Direct	F3
transaction	CHTR	Stock Options	Other	$0	-74,137	-54%	$0.000000	62,051	16 May 2023	Class A Common Stock	74,137	$175.76	By Rutledge 2022 GRAT I	F4
transaction	CHTR	Stock Options	Other	$0	+74,137		$0.000000	74,137	16 May 2023	Class A Common Stock	74,137	$175.76	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust.
F2	On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust.
F3	On May 16, 2023, the reporting person transferred 147,905 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F4	On May 16, 2023, the reporting person transferred 74,137 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.