(CHTR)

Reporting relationship: Executive Chairman, Director
Issuer ticker: CHTR
Reported as of: 17 Jan 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 19 Jan 2023, 15:17:33 UTC
Prior SEC filing: 20 Jan 2022
Next SEC filing: 24 Feb 2023
Source filing: View source filing
Reporting owner signature: /s/Jennifer A. Smith as attorney-in-fact for Thomas M. Rutledge

Key filing fact

Thomas M. Rutledge filed Form 4 for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR) on 19 Jan 2023.

Key facts

This page summarizes Thomas M. Rutledge's Form 4 filing for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR).
7 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 19 Jan 2023, 15:17.

Change

Previous filing in this sequence was filed on 20 Jan 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CHTR transaction

Class A Common Stock

Other

Transaction value: $0
Shares: -81,946
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 07 Dec 2022
Ownership: By 2020 GRAT
Footnotes: F1

CHTR transaction

Class A Common Stock

Other

Transaction value: $0
Shares: +81,946
Change %: +98%
Price: $0.000000
Shares after: 165,145
Date: 07 Dec 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CHTR transaction Derivative

Stock Options

Other

Transaction value: $0
Shares: -147,905
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 25 May 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 147,905
Exercise price: $150.88
Footnotes: F2

CHTR transaction Derivative

Stock Options

Other

Transaction value: $0
Shares: +147,905
Change %
Price: $0.000000
Shares after: 147,905
Date: 25 May 2022
Ownership: By Rutledge 2022 GRAT I
Underlying class: Class A Common Stock
Underlying amount: 147,905
Exercise price: $150.88
Footnotes: F2

CHTR transaction Derivative

Stock Options

Other

Transaction value: $0
Shares: -136,188
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 25 May 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 136,188
Exercise price: $175.76
Footnotes: F3

CHTR transaction Derivative

Stock Options

Other

Transaction value: $0
Shares: +136,188
Change %
Price: $0.000000
Shares after: 136,188
Date: 25 May 2022
Ownership: By Rutledge 2022 GRAT I
Underlying class: Class A Common Stock
Underlying amount: 136,188
Exercise price: $175.76
Footnotes: F3

CHTR transaction Derivative

Stock Options

Award

Transaction value: $0
Shares: +110,225
Change %
Price: $0.000000
Shares after: 110,225
Date: 17 Jan 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 110,225
Exercise price: $387.38
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On December 7, 2023, the reporting person transferred 81,945.833 shares from the 2020 GRAT to the reporting person.

Footnote F2

On May 25, 2022, the reporting person transferred 147,905 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Footnote F3

On May 25, 2022, the reporting person transferred 136,188 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement.

Footnote F4

Stock options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.