Thomas Rutledge - 17 Jan 2023 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
Executive Chairman, Director
Signature
/s/Jennifer A. Smith as attorney-in-fact for Thomas M. Rutledge
Issuer symbol
CHTR
Transactions as of
17 Jan 2023
Transactions value $
$0
Form type
4
Filing time
19 Jan 2023, 15:17:33 UTC
Previous filing
20 Jan 2022
Next filing
24 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Other $0 -81.9K -100% $0.00* 0 07 Dec 2022 By 2020 GRAT F1
transaction CHTR Class A Common Stock Other $0 +81.9K +98.49% $0.00 165K 07 Dec 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Stock Options Other $0 -148K -100% $0.00* 0 25 May 2022 Class A Common Stock 148K $150.88 Direct F2
transaction CHTR Stock Options Other $0 +148K $0.00 148K 25 May 2022 Class A Common Stock 148K $150.88 By Rutledge 2022 GRAT I F2
transaction CHTR Stock Options Other $0 -136K -100% $0.00* 0 25 May 2022 Class A Common Stock 136K $175.76 Direct F3
transaction CHTR Stock Options Other $0 +136K $0.00 136K 25 May 2022 Class A Common Stock 136K $175.76 By Rutledge 2022 GRAT I F3
transaction CHTR Stock Options Award $0 +110K $0.00 110K 17 Jan 2023 Class A Common Stock 110K $387.38 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 7, 2023, the reporting person transferred 81,945.833 shares from the 2020 GRAT to the reporting person.
F2 On May 25, 2022, the reporting person transferred 147,905 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F3 On May 25, 2022, the reporting person transferred 136,188 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement.
F4 Stock options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.