Thomas Rutledge - 18 Jan 2022 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
Chairman and CEO, Director
Signature
/s/Thomas M. Rutledge
Issuer symbol
CHTR
Transactions as of
18 Jan 2022
Transactions value $
$101,317,351
Form type
4
Filing time
20 Jan 2022, 15:11:04 UTC
Previous filing
24 Nov 2021
Next filing
19 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Gift $0 -54.4K -60.37% $0.00 35.7K 23 Aug 2021 By 2019 GRAT UA F1
transaction CHTR Class A Common Stock Other -35.7K -100% 0 23 Aug 2021 By 2019 GRAT UA F1
transaction CHTR Class A Common Stock Other +35.7K +998.35% 39.3K 23 Aug 2021 Direct F1
transaction CHTR Class A Common Stock Other -68.1K -45.37% 81.9K 07 Dec 2021 By 2020 GRAT F2
transaction CHTR Class A Common Stock Other +68.1K +173.12% 107K 07 Dec 2021 Direct F2
transaction CHTR Class A Common Stock Gift $0 -14.4K -13.45% $0.00 92.9K 29 Dec 2021 Direct F3
transaction CHTR Class A Common Stock Gift $0 -9.73K -10.47% $0.00 83.2K 30 Dec 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Stock Options Award $101M +172K $588.83 172K 18 Jan 2022 Class A Common Stock 172K $588.83 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transfer of shares from 2019 GRAT UA dated August 19, 2019, upon its settlement. Voluntarily reported early on this Form 4 rather than on a later Form 5.
F2 Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5.
F3 Charitable gift. The charity will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than on a later Form 5.
F4 Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.