Christopher L. Winfrey - Jan 18, 2022 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
Chief Operating Officer
Signature
/s/Thomas E. Proost as attorney-in-fact for Christopher L. Winfrey
Stock symbol
CHTR
Transactions as of
Jan 18, 2022
Transactions value $
$33,772,647
Form type
4
Date filed
1/20/2022, 03:04 PM
Previous filing
Oct 21, 2021
Next filing
Feb 2, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Stock Options Other -15.8K -23.79% 50.5K Oct 18, 2021 Class A Common Stock 15.8K $221.25 Held by Christopher L. Winfrey 2020 GRAT II F1, F2
transaction CHTR Stock Options Other +15.8K +49.32% 47.8K Oct 18, 2021 Class A Common Stock 15.8K $221.25 Direct F1, F2
transaction CHTR Stock Options Other -2.09K -20.55% 8.07K Oct 22, 2021 Class A Common Stock 2.09K $150.88 Held by Christopher L. Winfrey 2018 GRAT I F3, F4
transaction CHTR Stock Options Other +2.09K +7.78% 28.9K Oct 22, 2021 Class A Common Stock 2.09K $150.88 Direct F3, F4
transaction CHTR Stock Options Other -8.07K -100% 0 Oct 23, 2021 Class A Common Stock 8.07K $150.88 Held by Christopher L. Winfrey 2018 GRAT I F3, F5, F6
transaction CHTR Stock Options Other +8.07K 8.07K Oct 23, 2021 Stock Options 8.07K $150.88 Held by Winfrey Dynasty Trust F3, F5
transaction CHTR Stock Options Award $33.8M +57.4K $588.83 57.4K Jan 18, 2022 Class A Common Stock 57.4K $588.83 Direct F7
holding CHTR Stock Options 166K Jan 18, 2022 Class A Common Stock 166K $221.25 Held by Christopher L. Winfrey 2021 GRAT I F1
holding CHTR Stock Options 99.5K Jan 18, 2022 Class A Common Stock 99.5K $221.25 Held by Christopher L. Winfrey 2019 GRAT I F1
holding CHTR Stock Options 134K Jan 18, 2022 Class A Common Stock 134K $221.25 Held by Christopher L. Winfrey 2020 GRAT I F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
F2 On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person.
F3 Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.
F4 On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person
F5 On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust.
F6 The Christopher L. Winfrey 2018 GRAT I was terminated and the remaining stock options were distributed from the Christopher L. Winfrey 2018 GRAT I to the Winfrey Dynasty Trust.
F7 Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.