Christopher L. Winfrey - 19 Oct 2021 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role: Chief Operating Officer
Signature: /s/Thomas E. Proost as attorney-in-fact for Christopher L. Winfrey
Issuer symbol: CHTR
Transactions as of: 19 Oct 2021
Net transactions value: +$2,215,739
Form type: 4
Filing time: 21 Oct 2021, 16:08:26 UTC
Previous filing: 19 Jul 2021
Next filing: 20 Jan 2022
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CHTR	Stock Options	Other		-31,981	-19%		133,789	16 Aug 2021	Class A Common Stock	31,981	$221.25	Held by Christopher L. Winfrey 2020 GRAT I	F1, F2
transaction	CHTR	Stock Options	Other		+31,981			31,981	16 Aug 2021	Class A Common Stock	31,981	$221.25	Direct	F1, F2
transaction	CHTR	Stock Options	Other		-23,575	-98%		489	16 Aug 2021	Class A Common Stock	23,575	$183.87	Held by Christopher L. Winfrey 2019 GRAT I	F3, F4
transaction	CHTR	Stock Options	Other		+23,575			23,575	16 Aug 2021	Class A Common Stock	23,575	$183.87	Direct	F3, F4
transaction	CHTR	Stock Options	Award	$2,215,739	+3,099		$714.98	3,099	19 Oct 2021	Class A Common Stock	3,099	$714.98	Direct	F5
holding	CHTR	Stock Options						66,308	19 Oct 2021	Class A Common Stock	66,308	$221.25	Held by Christopher L. Winfrey 2020 GRAT II	F1
holding	CHTR	Stock Options						165,770	19 Oct 2021	Class A Common Stock	165,770	$221.25	Held by Christopher L. Winfrey 2021 GRAT I	F1
holding	CHTR	Stock Options						99,461	19 Oct 2021	Class A Common Stock	99,461	$221.25	Held by Christopher L. Winfrey 2019 GRAT I	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
F2	On August 16, 2021 the reporting person transferred 31,981 stock options from the Christopher L. Winfrey 2020 GRAT I to himself directly.
F3	Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019
F4	On August 16, 2021 the reporting person transferred 23,575 stock options from the Christopher L. Winfrey 2019 GRAT I to himself directly.
F5	Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.