Christopher L. Winfrey - Oct 19, 2021 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
Chief Operating Officer
Signature
/s/Thomas E. Proost as attorney-in-fact for Christopher L. Winfrey
Stock symbol
CHTR
Transactions as of
Oct 19, 2021
Transactions value $
$2,215,739
Form type
4
Date filed
10/21/2021, 04:08 PM
Previous filing
Jul 19, 2021
Next filing
Jan 20, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Stock Options Other -32K -19.29% 134K Aug 16, 2021 Class A Common Stock 32K $221.25 Held by Christopher L. Winfrey 2020 GRAT I F1, F2
transaction CHTR Stock Options Other +32K 32K Aug 16, 2021 Class A Common Stock 32K $221.25 Direct F1, F2
transaction CHTR Stock Options Other -23.6K -97.97% 489 Aug 16, 2021 Class A Common Stock 23.6K $183.87 Held by Christopher L. Winfrey 2019 GRAT I F3, F4
transaction CHTR Stock Options Other +23.6K 23.6K Aug 16, 2021 Class A Common Stock 23.6K $183.87 Direct F3, F4
transaction CHTR Stock Options Award $2.22M +3.1K $714.99 3.1K Oct 19, 2021 Class A Common Stock 3.1K $714.99 Direct F5
holding CHTR Stock Options 66.3K Oct 19, 2021 Class A Common Stock 66.3K $221.25 Held by Christopher L. Winfrey 2020 GRAT II F1
holding CHTR Stock Options 166K Oct 19, 2021 Class A Common Stock 166K $221.25 Held by Christopher L. Winfrey 2021 GRAT I F1
holding CHTR Stock Options 99.5K Oct 19, 2021 Class A Common Stock 99.5K $221.25 Held by Christopher L. Winfrey 2019 GRAT I F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
F2 On August 16, 2021 the reporting person transferred 31,981 stock options from the Christopher L. Winfrey 2020 GRAT I to himself directly.
F3 Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019
F4 On August 16, 2021 the reporting person transferred 23,575 stock options from the Christopher L. Winfrey 2019 GRAT I to himself directly.
F5 Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.