John Bickham - 02 Sep 2021 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role: President and COO
Signature: /s/Daniel J. Bollinger as attorney-in-fact for John Bickham
Issuer symbol: CHTR
Transactions as of: 02 Sep 2021
Net transactions value: -$14,002,967
Form type: 4
Filing time: 07 Sep 2021, 16:21:11 UTC
Previous filing: 21 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CHTR	Class A Common Stock	Options Exercise	$5,088,704	+23,000	+74%	$221.25	54,130	02 Sep 2021	Direct	F1, F2
transaction	CHTR	Class A Common Stock	Tax liability	$11,525,835	-13,968	-26%	$825.16	40,162	02 Sep 2021	Direct	F2, F3
transaction	CHTR	Class A Common Stock	Sale	$7,445,057	-9,032	-22%	$824.30	31,130	02 Sep 2021	Direct	F2, F4, F5
transaction	CHTR	Class A Common Stock	Options Exercise	$44,250	+200		$221.25	200	02 Sep 2021	By The Bickham Family 2016 Irrevocable Trust	F1
transaction	CHTR	Class A Common Stock	Sale	$165,029	-200	-100%	$825.14	0	02 Sep 2021	By The Bickham Family 2016 Irrevocable Trust	F4, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CHTR	Stock Options	Options Exercise	$0	-23,000	-29%	$0.000000	55,364	02 Sep 2021	Class A Common Stock	23,000	$221.25	Direct	F1
transaction	CHTR	Stock Options	Options Exercise	$0	-200	-0.1%	$0.000000	195,710	03 Sep 2021	Class A Common Stock	200	$221.25	By The Bickham Family 2016 Irrevocable Trust	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
F2	Includes shares held jointly with Kathy L. Bickham.
F3	Withholding of securities for the purpose of paying the exercise price and paying taxes.
F4	Shares sold pursuant to a 10b5-1 plan.
F5	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $823.250 to $824.84, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $825.14 to $825.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.