Principal Life Insurance Co - Nov 13, 2023 Form 4 Insider Report for Kayne Anderson Energy Infrastructure Fund, Inc. (KYN)

Role
10%+ Owner
Signature
Dennis Menken, Chief Investment Officer Principal Life Insurance Company
Stock symbol
KYN
Transactions as of
Nov 13, 2023
Transactions value $
$0
Form type
4
Date filed
11/15/2023, 08:14 PM
Previous filing
Nov 13, 2023
Next filing
Feb 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KYN Mandatory Redeemable Preferred Shares, Series V Award +160K 160K Nov 13, 2023 Direct F1
transaction KYN Mandatory Redeemable Preferred Shares, Series W Award +120K 120K Nov 13, 2023 Direct F1
transaction KYN Mandatory Redeemable Preferred Shares, Series R Award +365K 365K Nov 13, 2023 Direct F1
transaction KYN Mandatory Redeemable Preferred Shares, Series S Award +162K 162K Nov 13, 2023 Direct F1
transaction KYN Mandatory Redeemable Preferred Shares, Series T Award +120K 120K Nov 13, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired pursuant to merger agreement between issuer and Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement.

Remarks:

This Form is filed by Principal Life Insurance Company (PLIC), with respect to the shares held directly by it, and by Principal Global Investors (PGI), with respect to the shares held indirectly by it. Each of PLIC and PGI expressly disclaims any beneficial ownership of the shares, except to the extent of its pecuniary interest therein, pursuant to Section 16.