Paul P. Warley - 28 Sep 2023 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Role: Chief Executive Officer
Signature: /s/ Paul D. Warley
Issuer symbol: ASTI
Transactions as of: 28 Sep 2023
Net transactions value: +$99,999
Form type: 4
Filing time: 02 Oct 2023, 16:50:50 UTC
Previous filing: 12 Dec 2022
Next filing: 19 Jan 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASTI	Common Stock	Purchase	$99,999	+34,722	+992%	$2.88^*	38,222	28 Sep 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASTI	Warrants for Common Stock (right to buy)	Purchase	$0	+34,722		$0.000000	34,722	28 Sep 2023	Common Stock	34,722	$2.88	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	In connection with the Ascent Solar secondary public offering, 34,722 units were purchased on 9/28/2023 at the public offering price of $2.88 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $2.88 per common share, and may be exercised at any time up to the five years from the date of issue.