David Peterson - Sep 28, 2023 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Role: Director
Signature: /s/ David Peterson
Stock symbol: ASTI
Transactions as of: Sep 28, 2023
Transactions value $: $34,998
Form type: 4
Date filed: 10/2/2023, 04:20 PM
Next filing: Jan 19, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASTI	Common Stock	Purchase	$35K	+12.2K		$2.88^*	12.2K	Sep 28, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASTI	Warrants for Common Stock (right to buy)	Purchase	$0	+12.2K		$0.00	12.2K	Sep 28, 2023	Common Stock	12.2K	$2.88	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	In connection with the Ascent Solar secondary public offering, 12,152 units were purchased on 9/28/2023 at the public offering price of $2.88 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $2.88 per common share, and may be exercised at any time up to the five years from the date of issue.