Johannes Bacher - Mar 31, 2023 Form 4 Insider Report for OPGEN INC (OPGN)

Signature
/s/ Johannes Bacher
Stock symbol
OPGN
Transactions as of
Mar 31, 2023
Transactions value $
$0
Form type
4
Date filed
3/31/2023, 04:30 PM
Previous filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPGN Common Stock Options Exercise $0 +6.43K +102.94% $0.00 12.7K Mar 31, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPGN Restricted Stock Units Options Exercise $0 -6.43K -100% $0.00* 0 Mar 31, 2023 Common Stock 6.43K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents vesting of restricted stock units ("RSUs") granted to Reporting Person on March 31, 2022 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split.
F2 On March 31, 2022, the Reporting Person was granted 6,434 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions lapsed on the first anniversary of the date of grant.