BD1 Investment Holding, LLC - 17 Mar 2023 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Role
10%+ Owner
Signature
/s/ James H. Carroll, attorney-in-fact for BD1 Investment Holding, LLC, Johannes Kuhn and Ute Kuhn
Issuer symbol
ASTI
Transactions as of
17 Mar 2023
Net transactions value
$0
Form type
4
Filing time
21 Mar 2023, 16:40:31 UTC
Previous filing
03 Feb 2023
Next filing
07 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASTI Common Stock Sale $0 -3,000,000 -19% $0.000000 12,433,334 17 Mar 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 3,000,000 shares of Common Stock are being transferred by the Reporting Person to make a payment under an existing promissory note. The parties to the existing promissory note agreed to value the transferred shares at $0.60 per share.

Remarks:

Exhibits: 24.1 Johannes Kuhn Power of Attorney. 24.2 Ute Kuhn Power of Attorney. 24.3 BD1 Investment Holding, LLC Power of Attorney.