Clarence E. Smith - Mar 18, 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role: President & CEO, Director, 10%+ Owner
Signature: /s/ Clarence E. Smith
Stock symbol: PKTX
Transactions as of: Mar 18, 2022
Transactions value $: $50,000
Form type: 4
Date filed: 3/21/2022, 04:15 PM
Previous filing: Mar 17, 2022
Next filing: Apr 14, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PKTX	Common Stock	Purchase	$50K	+1M	+3.33%	$0.05	31M	Mar 18, 2022	Direct	F1
holding	PKTX	Common Stock						13.2M	Mar 18, 2022	See footnote	F2
holding	PKTX	Common Stock						1.85M	Mar 18, 2022	See footnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PKTX	Warrant	Purchase	$0	+1M		$0.00	1M	Mar 18, 2022	Common Stock	1M	$0.05	Direct
holding	PKTX	Stock Option						4.75M	Mar 18, 2022	Common Stock	4.75M	$0.06	Direct	F4
holding	PKTX	Stock Option						25M	Mar 18, 2022	Common Stock	25M	$0.11	Direct	F5
holding	PKTX	Stock Option						2.6M	Mar 18, 2022	Common Stock	2.6M	$0.11	Direct	F6
holding	PKTX	Warrant						217K	Mar 18, 2022	Common Stock	217K	$0.12	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares purchased in a private placement from the Company.
F2	Shares held by the Clarence E. Smith Trusts.
F3	Shares held by Mr. Smith's retirement account.
F4	Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on March 15, 2022. On March 31, 2022, 1,187,500 shares vest; thereafter 1,187,500 shares vest each quarter.
F5	Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
F6	Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. On September 30, 2021, 650,000 shares vest; thereafter 650,000 shares vest each quarter.