Clarence E. Smith - 15 Mar 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role: President & CEO, Director, 10%+ Owner
Signature: /s/ Clarence E. Smith
Issuer symbol: PKTX
Transactions as of: 15 Mar 2022
Net transactions value: $0
Form type: 4
Filing time: 17 Mar 2022, 20:34:48 UTC
Previous filing: 28 Dec 2021
Next filing: 21 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PKTX	Common Stock						29,994,443	15 Mar 2022	Direct	F1
holding	PKTX	Common Stock						13,235,160	15 Mar 2022	See footnote	F2
holding	PKTX	Common Stock						1,850,000	15 Mar 2022	See footnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PKTX	Stock Option	Award	$0	+4,750,000		$0.000000	4,750,000	15 Mar 2022	Common Stock	4,750,000	$0.0600	Direct	F4
transaction	PKTX	Warrant	Other	$0	-142,857	-100%	$0.000000^*	0	01 Mar 2022	Common Stock	142,857	$0.0700	Direct	F5
holding	PKTX	Stock Option						25,000,000	15 Mar 2022	Common Stock	25,000,000	$0.1100	Direct	F6
holding	PKTX	Stock Option						2,600,000	15 Mar 2022	Common Stock	2,600,000	$0.1100	Direct	F7
holding	PKTX	Warrant						216,666	15 Mar 2022	Common Stock	216,666	$0.1200	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares purchased in a private placement from the Company.
F2	Shares held by the Clarence E. Smith Trusts.
F3	Shares held by Mr. Smith's retirement account.
F4	Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on March 15, 2022. On March 31, 2022, 1,187,500 shares vest; thereafter 1,187,500 shares vest each quarter.
F5	Expiration of warrants with no value received.
F6	Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
F7	Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. On September 30, 2021, 650,000 shares vest; thereafter 650,000 shares vest each quarter.