Christopher M. Smith - May 11, 2024 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
Chief Executive Officer
Signature
/s/ Ali Olivo, Attorney-in-Fact
Stock symbol
NEO
Transactions as of
May 11, 2024
Transactions value $
-$281,047
Form type
4
Date filed
5/14/2024, 09:39 PM
Previous filing
Feb 27, 2024
Next filing
Aug 19, 2024
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Options Exercise $0 +48.1K +7.98% $0.00 650K May 11, 2024 Direct F1
transaction NEO Common Stock Tax liability -$281K -18.9K -2.91% $14.86 631K May 11, 2024 Direct F2
transaction NEO Common Stock Options Exercise $0 +48.1K +7.61% $0.00 679K May 11, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Restricted Stock Unit Options Exercise $0 -48.1K -33.33% $0.00 96.1K May 11, 2024 Common Stock 48.1K $0.00 Direct F3, F4
holding NEO Stock Option (Right to Buy) 694K May 11, 2024 Common Stock 694K $12.62 Direct F5
holding NEO Stock Option (Right to Buy) 270K May 11, 2024 Common Stock 270K $19.65 Direct F6
holding NEO Performance Stock Unit 144K May 11, 2024 Common Stock 144K $0.00 Direct F4, F7
holding NEO Stock Option (Right to Buy) 288K May 11, 2024 Common Stock 288K $16.45 Direct F8
holding NEO Restricted Stock Unit 172K May 11, 2024 Common Stock 172K $0.00 Direct F4, F9
holding NEO Performance Stock Unit 172K May 11, 2024 Common Stock 172K $0.00 Direct F4, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit is the economic equivalent of one share of NeoGenomics common stock and is converted into common stock upon vesting.
F2 Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units.
F3 On May 11, 2023, Mr. Smith was granted 144,190 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F4 Once vested, the shares of common stock are not subject to expiration.
F5 On August 15, 2022, Mr. Smith was granted 694,444 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On May 11, 2023, Mr. Smith was granted 269,841 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F7 On May 11, 2023, Mr. Smith was granted 144,190 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 216,285. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
F8 On February 23, 2024, Mr. Smith was granted 287,940 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F9 On February 23, 2024, Mr. Smith was granted 172,239 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F10 On February 23, 2024, Mr. Smith was granted 172,240 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 258,360. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.