Alicia C. Olivo - May 11, 2024 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Signature
/s/ Alicia C. Olivo
Stock symbol
NEO
Transactions as of
May 11, 2024
Transactions value $
-$23,538
Form type
4
Date filed
5/14/2024, 09:39 PM
Previous filing
May 3, 2024
Next filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Options Exercise $0 +6.5K +18.85% $0.00 41K May 11, 2024 Direct F1
transaction NEO Common Stock Tax liability -$23.5K -1.58K -3.86% $14.86 39.4K May 11, 2024 Direct F2
transaction NEO Common Stock Options Exercise $0 +6.5K +16.5% $0.00 45.9K May 11, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Restricted Stock Unit Options Exercise $0 -6.5K -33.33% $0.00 13K May 11, 2024 Common Stock 6.5K $0.00 Direct F3, F4
holding NEO Stock Option (Right to Buy) 1.05K May 11, 2024 Common Stock 1.05K $19.12 Direct F5
holding NEO Stock Option (Right to Buy) 1.02K May 11, 2024 Common Stock 1.02K $27.34 Direct F6
holding NEO Stock Option (Right to Buy) 516 May 11, 2024 Common Stock 516 $48.99 Direct F7
holding NEO Stock Option (Right to Buy) 1.12K May 11, 2024 Common Stock 1.12K $46.10 Direct F8
holding NEO Stock Option (Right to Buy) 22.2K May 11, 2024 Common Stock 22.2K $9.45 Direct F9
holding NEO Stock Option (Right to Buy) 55.3K May 11, 2024 Common Stock 55.3K $10.05 Direct F10
holding NEO Stock Option (Right to Buy) 36.5K May 11, 2024 Common Stock 36.5K $19.65 Direct F11
holding NEO Performance Stock Unit 19.5K May 11, 2024 Common Stock 19.5K $0.00 Direct F4, F12
holding NEO Stock Option (Right to Buy) 42.3K May 11, 2024 Common Stock 42.3K $16.45 Direct F13
holding NEO Restricted Stock Unit 25.3K May 11, 2024 Common Stock 25.3K $0.00 Direct F4, F14
holding NEO Performance Stock Unit 25.3K May 11, 2024 Common Stock 25.3K $0.00 Direct F4, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit is the economic equivalent of one share of NeoGenomics common stock and is converted into common stock upon vesting.
F2 Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units.
F3 On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F4 Once vested, the shares of common stock are not subject to expiration.
F5 On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vested ratably over the first four anniversary dates of the grant date.
F6 On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F7 On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F8 On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F9 On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F10 On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F11 On May 11, 2023, Ms. Olivo was granted 36,508 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F12 On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 29,262. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
F13 On February 23, 2024, Ms. Olivo was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F14 On February 23, 2024, Ms. Olivo was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F15 On February 23, 2024, Ms. Olivo was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.