Kathryn B. McKenzie - Dec 30, 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role: Chief Financial Officer
Signature: /s/ Kathryn B McKenzie
Stock symbol: NEO
Transactions as of: Dec 30, 2021
Transactions value $: $0
Form type: 4
Date filed: 12/30/2021, 05:04 PM
Previous filing: Dec 23, 2021
Next filing: Jan 12, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEO	Common Stock	Award	$0	+30.6K	+183.19%	$0.00	47.3K	Dec 30, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	NEO	Stock Option (Right to Buy)						20K	Dec 30, 2021	Common Stock	20K	$9.07	Direct	F2
holding	NEO	Stock Option (Right to Buy)						40K	Dec 30, 2021	Common Stock	40K	$8.03	Direct	F3
holding	NEO	Stock Option (Right to Buy)						13.9K	Dec 30, 2021	Common Stock	13.9K	$19.60	Direct	F4
holding	NEO	Stock Option (Right to Buy)						37.5K	Dec 30, 2021	Common Stock	37.5K	$28.33	Direct	F5
holding	NEO	Stock Option (Right to Buy)						35.2K	Dec 30, 2021	Common Stock	35.2K	$53.17	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On December 30, 2021, Ms. McKenzie was granted 30,572 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.
F2	On October 17, 2017, Ms. McKenzie was granted 25,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F3	On February 26, 2018, Ms. McKenzie was granted 48,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F4	On March 1, 2019, Ms. McKenzie was granted 13,894 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F5	On March 2, 2020, Ms. McKenzie was granted 37,514 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6	On March 2, 2021, Ms. McKenzie was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date.