Kathryn B. McKenzie - 30 Dec 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
Chief Financial Officer
Signature
/s/ Kathryn B McKenzie
Issuer symbol
NEO
Transactions as of
30 Dec 2021
Net transactions value
$0
Form type
4
Filing time
30 Dec 2021, 17:04:23 UTC
Previous filing
23 Dec 2021
Next filing
12 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Award $0 +30,572 +183% $0.000000 47,261 30 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 20,000 30 Dec 2021 Common Stock 20,000 $9.07 Direct F2
holding NEO Stock Option (Right to Buy) 40,000 30 Dec 2021 Common Stock 40,000 $8.03 Direct F3
holding NEO Stock Option (Right to Buy) 13,894 30 Dec 2021 Common Stock 13,894 $19.60 Direct F4
holding NEO Stock Option (Right to Buy) 37,514 30 Dec 2021 Common Stock 37,514 $28.33 Direct F5
holding NEO Stock Option (Right to Buy) 35,171 30 Dec 2021 Common Stock 35,171 $53.17 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 30, 2021, Ms. McKenzie was granted 30,572 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.
F2 On October 17, 2017, Ms. McKenzie was granted 25,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F3 On February 26, 2018, Ms. McKenzie was granted 48,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F4 On March 1, 2019, Ms. McKenzie was granted 13,894 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F5 On March 2, 2020, Ms. McKenzie was granted 37,514 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On March 2, 2021, Ms. McKenzie was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date.