Kathryn B. McKenzie - Dec 21, 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
Chief Financial Officer
Signature
/s/ Kathryn B McKenzie
Stock symbol
NEO
Transactions as of
Dec 21, 2021
Transactions value $
-$19,260
Form type
4
Date filed
12/23/2021, 04:25 PM
Next filing
Dec 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Sale -$64.6K -1.85K -13.64% $35.00 11.7K Dec 21, 2021 Direct F1
transaction NEO Common Stock Options Exercise $45.4K +5K +42.78% $9.07 16.7K Dec 22, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Stock Option (Right to Buy) Options Exercise $0 -5K -20% $0.00 20K Dec 22, 2021 Common Stock 5K $9.07 Direct F1, F2
holding NEO Stock Option (Right to Buy) 40K Dec 21, 2021 Common Stock 40K $8.03 Direct F3
holding NEO Stock Option (Right to Buy) 13.9K Dec 21, 2021 Common Stock 13.9K $19.60 Direct F4
holding NEO Stock Option (Right to Buy) 37.5K Dec 21, 2021 Common Stock 37.5K $28.33 Direct F5
holding NEO Stock Option (Right to Buy) 35.2K Dec 21, 2021 Common Stock 35.2K $53.17 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 On October 17, 2017, Ms. McKenzie was granted 25,000 stock options. These options vested ratably over the first three anniversary dates of the grant date
F3 On February 26, 2018, Ms. McKenzie was granted 48,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F4 On March 1, 2019, Ms. McKenzie was granted 13,894 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F5 On March 2, 2020, Ms. McKenzie was granted 37,514 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On March 2, 2021, Ms. McKenzie was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date.