Kathryn B. McKenzie - 21 Dec 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role: Chief Financial Officer
Signature: /s/ Kathryn B McKenzie
Issuer symbol: NEO
Transactions as of: 21 Dec 2021
Net transactions value: -$19,260
Form type: 4
Filing time: 23 Dec 2021, 16:25:27 UTC
Next filing: 30 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEO	Common Stock	Sale	$64,610	-1,846	-14%	$35.00	11,689	21 Dec 2021	Direct	F1
transaction	NEO	Common Stock	Options Exercise	$45,350	+5,000	+43%	$9.07	16,689	22 Dec 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NEO	Stock Option (Right to Buy)	Options Exercise	$0	-5,000	-20%	$0.000000	20,000	22 Dec 2021	Common Stock	5,000	$9.07	Direct	F1, F2
holding	NEO	Stock Option (Right to Buy)						40,000	21 Dec 2021	Common Stock	40,000	$8.03	Direct	F3
holding	NEO	Stock Option (Right to Buy)						13,894	21 Dec 2021	Common Stock	13,894	$19.60	Direct	F4
holding	NEO	Stock Option (Right to Buy)						37,514	21 Dec 2021	Common Stock	37,514	$28.33	Direct	F5
holding	NEO	Stock Option (Right to Buy)						35,171	21 Dec 2021	Common Stock	35,171	$53.17	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2	On October 17, 2017, Ms. McKenzie was granted 25,000 stock options. These options vested ratably over the first three anniversary dates of the grant date
F3	On February 26, 2018, Ms. McKenzie was granted 48,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F4	On March 1, 2019, Ms. McKenzie was granted 13,894 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F5	On March 2, 2020, Ms. McKenzie was granted 37,514 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6	On March 2, 2021, Ms. McKenzie was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date.