Jennifer Balliet - 30 Dec 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
VP and Chief Culture Officer
Signature
/s/Jennifer Balliet
Issuer symbol
NEO
Transactions as of
30 Dec 2021
Net transactions value
$0
Form type
4
Filing time
30 Dec 2021, 17:03:44 UTC
Previous filing
07 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Award $0 +21,400 +79% $0.000000 48,615 30 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 7,000 30 Dec 2021 Common Stock 7,000 $7.52 Direct F2
holding NEO Stock Option (Right to Buy) 33,334 30 Dec 2021 Common Stock 33,334 $8.03 Direct F3
holding NEO Stock Option (Right to Buy) 17,496 30 Dec 2021 Common Stock 17,496 $19.60 Direct F4
holding NEO Stock Option (Right to Buy) 15,006 30 Dec 2021 Common Stock 15,006 $28.33 Direct F5
holding NEO Stock Option (Right to Buy) 10,551 30 Dec 2021 Common Stock 10,551 $53.17 Direct F6
holding NEO Stock Option (Right to Buy) 4,050 30 Dec 2021 Common Stock 4,050 $43.95 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 30, 2021, Ms. Balliet was granted 21,400 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.
F2 On April 28, 2017, Ms. Balliet was granted 60,000 stock options. These options vested ratably over the first three anniversaries of the grant date.
F3 On February 26, 2018, Ms. Balliet was granted 72,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F4 On March 1, 2019, Ms. Balliet was granted 17,496 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F5 On March 2, 2020, Ms. Balliet was granted 15,006 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On March 2, 2021, Ms. Balliet was granted 10,551 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F7 On July 5, 2021, Ms. Balliet was granted 4,050 stock options. These options vest ratably over the first four anniversary dates of the grant date.