Phil E. Mulacek - 29 Jun 2022 Form 4/A - Amendment Insider Report for EMPIRE PETROLEUM CORP (EP)

Role
Director, 10%+ Owner
Signature
/s/ Phil E. Mulacek
Issuer symbol
EP
Transactions as of
29 Jun 2022
Net transactions value
+$437,573
Form type
4/A - Amendment
Filing time
31 Aug 2022, 14:33:52 UTC
Date Of Original Report
01 Jul 2022
Previous filing
13 Jun 2022
Next filing
20 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EP Common Stock Purchase $180,159 +17,055 +0.79% $10.56 2,178,076 29 Jun 2022 Direct F1
transaction EP Common Stock Purchase $19,843 +1,853 +0.09% $10.71 2,179,929 29 Jun 2022 Direct F1
transaction EP Common Stock Purchase $489,840 +42,209 +1.9% $11.61 2,222,138 30 Jun 2022 Direct F1
transaction EP Common Stock Purchase $3,759 +345 +0.02% $10.90 2,222,483 30 Jun 2022 Direct F1
transaction EP Common Stock Purchase $64.8 +6 +0% $10.80 2,222,489 30 Jun 2022 Direct F1
transaction EP Common Stock Purchase $20,388 +1,910 +0.09% $10.67 2,224,399 30 Jun 2022 Direct F1
transaction EP Common Stock Exercise of in-the-money or at-the-money derivative security $30,000 +15,000 +4.6% $2.00* 343,750 30 Jun 2022 By Five Sterling LP F1
holding EP Common Stock 424,500 29 Jun 2022 By Petroleum Independent & Exploration LLC F1
holding EP Common Stock 378,750 29 Jun 2022 By Big Red Revocable Trust F1
holding EP Common Stock 30,000 29 Jun 2022 By spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EP Common Stock Warrant (Right to Buy) Other $196,680 -74,500 -75% $2.64 25,000 30 Jun 2022 Common Stock 74,500 $2.00 By Petroleum Independent & Exploration LLC F2
transaction EP Common Stock Warrant (Right to Buy) Other $60,000 -15,000 -60% $4.00 10,000 30 Jun 2022 Common Stock 15,000 $2.00 By Petroleum Independent & Exploration LLC F2
transaction EP Common Stock Warrant (Right to Buy) Other $30,000 -10,000 -100% $3.00 0 30 Jun 2022 Common Stock 10,000 $2.00 By Petroleum Independent & Exploration LLC F2
transaction EP Common Stock Warrant (Right to Buy) Other $19,800 -7,500 -100% $2.64 0 30 Jun 2022 Common Stock 7,500 $2.00 By Big Red Revocable Trust F2
transaction EP Common Stock Warrant (Right to Buy) Exercise of in-the-money or at-the-money derivative security $0 -15,000 -100% $0.000000* 0 30 Jun 2022 Common Stock 15,000 $2.00 By Five Sterling LP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.
F2 Assigned to personnel working on issuer matters to incentivize such personnel at prices materially below market value.