Phil E. Mulacek - Jun 29, 2022 Form 4/A - Amendment Insider Report for EMPIRE PETROLEUM CORP (EP)

Role
Director, 10%+ Owner
Signature
/s/ Phil E. Mulacek
Stock symbol
EP
Transactions as of
Jun 29, 2022
Transactions value $
$437,573
Form type
4/A - Amendment
Date filed
8/31/2022, 02:33 PM
Date Of Original Report
Jul 1, 2022
Previous filing
Jun 13, 2022
Next filing
Sep 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EP Common Stock Purchase $180K +17.1K +0.79% $10.56 2.18M Jun 29, 2022 Direct F1
transaction EP Common Stock Purchase $19.8K +1.85K +0.09% $10.71 2.18M Jun 29, 2022 Direct F1
transaction EP Common Stock Purchase $490K +42.2K +1.94% $11.61 2.22M Jun 30, 2022 Direct F1
transaction EP Common Stock Purchase $3.76K +345 +0.02% $10.90 2.22M Jun 30, 2022 Direct F1
transaction EP Common Stock Purchase $64.80 +6 +0% $10.80 2.22M Jun 30, 2022 Direct F1
transaction EP Common Stock Purchase $20.4K +1.91K +0.09% $10.67 2.22M Jun 30, 2022 Direct F1
transaction EP Common Stock Exercise of in-the-money or at-the-money derivative security $30K +15K +4.56% $2.00* 344K Jun 30, 2022 By Five Sterling LP F1
holding EP Common Stock 425K Jun 29, 2022 By Petroleum Independent & Exploration LLC F1
holding EP Common Stock 379K Jun 29, 2022 By Big Red Revocable Trust F1
holding EP Common Stock 30K Jun 29, 2022 By spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EP Common Stock Warrant (Right to Buy) Other -$197K -74.5K -74.87% $2.64 25K Jun 30, 2022 Common Stock 74.5K $2.00 By Petroleum Independent & Exploration LLC F2
transaction EP Common Stock Warrant (Right to Buy) Other -$60K -15K -60% $4.00 10K Jun 30, 2022 Common Stock 15K $2.00 By Petroleum Independent & Exploration LLC F2
transaction EP Common Stock Warrant (Right to Buy) Other -$30K -10K -100% $3.00 0 Jun 30, 2022 Common Stock 10K $2.00 By Petroleum Independent & Exploration LLC F2
transaction EP Common Stock Warrant (Right to Buy) Other -$19.8K -7.5K -100% $2.64 0 Jun 30, 2022 Common Stock 7.5K $2.00 By Big Red Revocable Trust F2
transaction EP Common Stock Warrant (Right to Buy) Exercise of in-the-money or at-the-money derivative security $0 -15K -100% $0.00* 0 Jun 30, 2022 Common Stock 15K $2.00 By Five Sterling LP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.
F2 Assigned to personnel working on issuer matters to incentivize such personnel at prices materially below market value.