Phil E. Mulacek - Jun 9, 2022 Form 4 Insider Report for EMPIRE PETROLEUM CORP (EP)

Role
Director, 10%+ Owner
Signature
/s/ Phil E. Mulacek
Stock symbol
EP
Transactions as of
Jun 9, 2022
Transactions value $
$30,000
Form type
4
Date filed
6/13/2022, 05:06 PM
Previous filing
May 27, 2022
Next filing
Aug 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EP Common Stock Exercise of in-the-money or at-the-money derivative security $30K +15K +100% $2.00* 30K Jun 9, 2022 By spouse F1
holding EP Common Stock 2.16M Jun 9, 2022 Direct F1
holding EP Common Stock 425K Jun 9, 2022 By Petroleum Independent & Exploration LLC F1
holding EP Common Stock 379K Jun 9, 2022 By Big Red Revocable Trust F1
holding EP Common Stock 329K Jun 9, 2022 By Five Sterling LP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EP Common Stock Warrant (Right to Buy) Exercise of in-the-money or at-the-money derivative security $0 -15K -100% $0.00* 0 Jun 9, 2022 Common Stock 15K $2.00 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.