| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GDEN | Common Stock | Options Exercise | +4.5K | +3.85% | 121K | Mar 14, 2024 | Direct | F1, F2 | ||
| transaction | GDEN | Common Stock | Options Exercise | +27K | +22.25% | 148K | Mar 14, 2024 | Direct | F1 | ||
| transaction | GDEN | Common Stock | Options Exercise | +2.36K | +1.59% | 151K | Mar 14, 2024 | Direct | F1 | ||
| transaction | GDEN | Common Stock | Options Exercise | +2.95K | +1.96% | 153K | Mar 14, 2024 | Direct | F1 | ||
| transaction | GDEN | Common Stock | Options Exercise | +4.24K | +2.76% | 158K | Mar 14, 2024 | Direct | F1 | ||
| transaction | GDEN | Common Stock | Tax liability | -$553K | -16.2K | -10.3% | $34.06 | 141K | Mar 14, 2024 | Direct | F3 |
| holding | GDEN | Common Stock | 250K | Mar 12, 2021 | See Footnote | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GDEN | Restricted Stock Units | Award | $0 | +4.5K | $0.00 | 4.5K | Mar 12, 2021 | Common Stock | 4.5K | Direct | F5, F6, F7 | ||
| transaction | GDEN | Restricted Stock Units | Award | $0 | +27K | $0.00 | 27K | Mar 11, 2022 | Common Stock | 27K | Direct | F5, F7, F8 | ||
| transaction | GDEN | Restricted Stock Units | Award | $0 | +2.36K | $0.00 | 2.36K | Mar 12, 2021 | Common Stock | 2.36K | Direct | F5, F6, F7 | ||
| transaction | GDEN | Restricted Stock Units | Award | $0 | +5.9K | $0.00 | 5.9K | Mar 11, 2022 | Common Stock | 5.9K | Direct | F5, F7, F9 | ||
| transaction | GDEN | Restricted Stock Units | Award | $0 | +12.7K | $0.00 | 12.7K | Mar 14, 2023 | Common Stock | 12.7K | Direct | F5, F7, F10 | ||
| transaction | GDEN | Restricted Stock Units | Award | $0 | +7.92K | $0.00 | 7.92K | Mar 14, 2023 | Common Stock | 7.92K | Direct | F5, F7, F11 | ||
| transaction | GDEN | Restricted Stock Units | Award | $0 | +17.8K | $0.00 | 17.8K | Mar 14, 2024 | Common Stock | 17.8K | Direct | F5, F12 | ||
| transaction | GDEN | Restricted Stock Units | Award | $0 | +8.81K | $0.00 | 8.81K | Mar 14, 2024 | Common Stock | 8.81K | Direct | F5, F7, F13 | ||
| transaction | GDEN | Restricted Stock Units | Options Exercise | $0 | -4.5K | -100% | $0.00* | 0 | Mar 14, 2024 | Common Stock | 4.5K | Direct | F5, F6 | |
| transaction | GDEN | Restricted Stock Units | Options Exercise | $0 | -27K | -100% | $0.00* | 0 | Mar 14, 2024 | Common Stock | 27K | Direct | F5, F8 | |
| transaction | GDEN | Restricted Stock Units | Options Exercise | $0 | -2.36K | -100% | $0.00* | 0 | Mar 14, 2024 | Common Stock | 2.36K | Direct | F5, F6 | |
| transaction | GDEN | Restricted Stock Units | Options Exercise | $0 | -2.95K | -50% | $0.00 | 2.95K | Mar 14, 2024 | Common Stock | 2.95K | Direct | F5, F9 | |
| transaction | GDEN | Restricted Stock Units | Options Exercise | $0 | -4.24K | -33.33% | $0.00 | 8.48K | Mar 14, 2024 | Common Stock | 4.24K | Direct | F5, F10 |
| Id | Content |
|---|---|
| F1 | Restricted stock units convert into common stock on a one-for-one basis. |
| F2 | The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) and "earned" but unvested performance-based restricted stock units (PSUs) held by the reporting person that were previously reported in Table I and are now being reported in Table II below. |
| F3 | In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units. |
| F4 | Represents shares held by D'Oro Holdings, LLC in which Mr. Sartini II has a pecuniary interest. On May 12, 2021, Mr. Sartini II resigned as the sole manager of D'Oro Holdings, LLC, and on May 12, 2021, Mr. Sartini II resigned as trustee of certain family trusts that were members of D'Oro Holdings, LLC. Accordingly, Mr. Sartini II no longer has investment control over shares held by D'Oro Holdings, LLC. |
| F5 | Each restricted stock unit represents a contingent right to receive one share of common stock. |
| F6 | Represents time-based RSUs that were previously reported in Table I. The remaining RSUs from this award vested on March 14, 2024. |
| F7 | Includes 3,390 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based RSUs and earned but unvested PSUs on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grants. |
| F8 | Represents shares "earned" under PSUs granted on March 12, 2021 that were previously reported in Table I. These PSUs vested on March 14, 2024. |
| F9 | Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted on March 11, 2022 vested on March 14, 2023, one-third of the RSUs vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest on March 14, 2025. |
| F10 | Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2025 and one-third on March 14, 2026. |
| F11 | Represents shares "earned" under PSUs granted on March 11, 2022 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2025. |
| F12 | Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2025, one-third on March 14, 2026 and one-third on March 14, 2027. |
| F13 | Represents shares "earned" under PSUs granted on March 14, 2023 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2026. |