| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GDEN | Common Stock | Options Exercise | $440K | +60K | +55.82% | $7.34* | 167K | Aug 25, 2021 | Direct | |
| transaction | GDEN | Common Stock | Tax liability | -$1.5M | -30.9K | -18.43% | $48.68 | 137K | Aug 25, 2021 | Direct | |
| transaction | GDEN | Common Stock | Sale | -$483K | -9.19K | -6.73% | $52.56 | 127K | Aug 25, 2021 | Direct | F1 |
| transaction | GDEN | Common Stock | Sale | -$918K | -17.5K | -13.73% | $52.46 | 110K | Aug 26, 2021 | Direct | F2 |
| transaction | GDEN | Common Stock | Sale | -$598K | -11.6K | -10.58% | $51.38 | 98.3K | Aug 27, 2021 | Direct | F3 |
| holding | GDEN | Common Stock | 250K | Aug 25, 2021 | See Footnote | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GDEN | Stock Option | Options Exercise | $0 | +60K | $0.00 | 50K | Aug 25, 2021 | Common Stock | 60K | $7.34 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.44 to $52.83. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (1) to Form 4. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.14 to $52.82. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (2) to Form 4. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.25 to $52.21. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (3) to Form 4. |
| F4 | Represents shares held by D'Oro Holdings, LLC in which Mr. Sartini II has a pecuniary interest. On May 12, 2021, Mr. Sartini II resigned as the sole manager of D'Oro Holdings, LLC, and on May 12, 2021, Mr. Sartini II resigned as trustee of certain family trusts that were members of D'Oro Holdings, LLC. Accordingly, Mr. Sartini II no longer has investment control over shares held by D'Oro Holdings, LLC. |
| F5 | The options, representing a right to purchase a total of 110,000 shares of common stock, became exercisable 1/4 of the total number of shares on 08/27/16, and 1/48 of the total number of shares of on the last day of each one month period following 08/27/16. |