Stephen Arcana - 12 Mar 2021 Form 4/A Insider Report for GOLDEN ENTERTAINMENT, INC. (GDEN)

Role
EVP and COO
Signature
/s/ Charles H. Protell, attorney-in-fact
Issuer symbol
GDEN
Transactions as of
12 Mar 2021
Net transactions value
-$1,019,790
Form type
4/A
Filing time
15 Mar 2024, 20:46:05 UTC
Date Of Original Report
12 Mar 2021
Next filing
27 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GDEN Common Stock Options Exercise +8,159 +6.2% 140,160 14 Mar 2024 Direct F1, F2
transaction GDEN Common Stock Options Exercise +48,953 +35% 189,113 14 Mar 2024 Direct F1
transaction GDEN Common Stock Options Exercise +6,672 +3.5% 195,785 14 Mar 2024 Direct F1
transaction GDEN Common Stock Options Exercise +5,158 +2.6% 200,943 14 Mar 2024 Direct F1
transaction GDEN Common Stock Options Exercise +7,026 +3.5% 207,969 14 Mar 2024 Direct F1
transaction GDEN Common Stock Tax liability $1,019,790 -29,941 -14% $34.06 178,028 14 Mar 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GDEN Restricted Stock Units Award $0 +8,159 $0.000000 8,159 12 Mar 2021 Common Stock 8,159 Direct F4, F5
transaction GDEN Restricted Stock Units Award $0 +48,953 $0.000000 48,953 11 Mar 2022 Common Stock 48,953 Direct F4, F6
transaction GDEN Restricted Stock Units Award $0 +6,672 $0.000000 6,672 12 Mar 2021 Common Stock 6,672 Direct F4, F5
transaction GDEN Restricted Stock Units Award $0 +10,317 $0.000000 10,317 11 Mar 2022 Common Stock 10,317 Direct F4, F7
transaction GDEN Restricted Stock Units Award $0 +21,082 $0.000000 21,082 14 Mar 2023 Common Stock 21,082 Direct F4, F8
transaction GDEN Restricted Stock Units Award $0 +13,866 $0.000000 13,866 14 Mar 2023 Common Stock 13,866 Direct F4, F9
transaction GDEN Restricted Stock Units Award $0 +14,610 $0.000000 14,610 14 Mar 2024 Common Stock 14,610 Direct F4, F10
transaction GDEN Restricted Stock Units Options Exercise $0 -8,159 -100% $0.000000* 0 14 Mar 2024 Common Stock 8,159 Direct F4, F5
transaction GDEN Restricted Stock Units Options Exercise $0 -48,953 -100% $0.000000* 0 14 Mar 2024 Common Stock 48,953 Direct F4, F6
transaction GDEN Restricted Stock Units Options Exercise $0 -6,672 -100% $0.000000* 0 14 Mar 2024 Common Stock 6,672 Direct F4, F5
transaction GDEN Restricted Stock Units Options Exercise $0 -5,158 -50% $0.000000 5,159 14 Mar 2024 Common Stock 5,158 Direct F4, F7
transaction GDEN Restricted Stock Units Options Exercise $0 -7,026 -33% $0.000000 14,055 14 Mar 2024 Common Stock 7,026 Direct F4, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) and "earned" but unvested performance-based restricted stock units (PSUs) held by the reporting person that were previously reported in Table I and are now being reported in Table II below.
F3 In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units.
F4 Each restricted stock unit represents a contingent right to receive one share of common stock.
F5 Represents time-based RSUs that were previously reported in Table I. The remaining RSUs from this award vested on March 14, 2024.
F6 Represents shares "earned" under PSUs granted on March 12, 2021 that were previously reported in Table I. These PSUs vested on March 14, 2024.
F7 Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted on March 11, 2022 vested on March 14, 2023, one-third of the RSUs vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest on March 14, 2025.
F8 Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2025 and one-third on March 14, 2026.
F9 Represents shares "earned" under PSUs granted on March 11, 2022 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2025.
F10 Represents shares "earned" under PSUs granted on March 14, 2023 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2026.