Anthony J. Wood - 02 Sep 2025 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
02 Sep 2025
Net transactions value
-$312,216
Form type
4
Filing time
04 Sep 2025, 19:08:28 UTC
Previous filing
21 Aug 2025
Next filing
11 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Wood Anthony J. CEO and Chairman BOD, Director, 10%+ Owner 1155 COLEMAN, SAN JOSE /s/ Renee Strandness, attorney-in-fact 04 Sep 2025 0001716837

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +8,277 +69% $0.000000 20,230 02 Sep 2025 Direct
transaction ROKU Class A Common Stock Tax liability $312,216 -3,257 -16% $95.86 16,973 02 Sep 2025 Direct F1
holding ROKU Class A Common Stock 2,754 02 Sep 2025 Wood 2020 Nonexempt Irrevocable Trust
holding ROKU Class A Common Stock 42,500 02 Sep 2025 Wood 2020 Irrevocable Trust
holding ROKU Class A Common Stock 45,712 02 Sep 2025 Wood 2017 Revocable Trust
holding ROKU Class A Common Stock 64,976 02 Sep 2025 The Anthony J. Wood 2024 Annuity Trust V-B
holding ROKU Class A Common Stock 18,760 02 Sep 2025 The Anthony J. Wood 2023 Annuity Trust V-B
holding ROKU Class A Common Stock 173,129 02 Sep 2025 The Anthony J. Wood 2024 Annuity Trust V
holding ROKU Class A Common Stock 143,250 02 Sep 2025 The Anthony J. Wood 2025 Annuity Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unitock Options Exercise $0 -8,277 -20% $0.000000 33,111 02 Sep 2025 Class A Common Stock 8,277 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.