Matthew C. Banks - 02 Sep 2025 Form 4 Insider Report for ROKU, INC (ROKU)

Role
VP, Corp Controller & CAO
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
02 Sep 2025
Net transactions value
-$434,462
Form type
4
Filing time
04 Sep 2025, 19:07:25 UTC
Previous filing
19 Aug 2025
Next filing
19 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Banks Matthew C. VP, Corp Controller & CAO C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE /s/ Renee Strandness, attorney-in-fact 04 Sep 2025 0001959033

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +4,647 +89% $0.000000 9,842 02 Sep 2025 Direct
transaction ROKU Class A Common Stock Tax liability $221,149 -2,307 -23% $95.86 7,535 02 Sep 2025 Direct F1
transaction ROKU Class A Common Stock Sale $213,313 -2,180 -29% $97.85 5,355 03 Sep 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -1,048 -33% $0.000000 2,097 02 Sep 2025 Class A Common Stock 1,048 Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -148 -50% $0.000000 148 02 Sep 2025 Class A Common Stock 148 Direct F2, F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -1,249 -17% $0.000000 6,243 02 Sep 2025 Class A Common Stock 1,249 Direct F2, F5
transaction ROKU Restricted Stock Unit Options Exercise $0 -828 -20% $0.000000 3,311 02 Sep 2025 Class A Common Stock 828 Direct F2, F6
transaction ROKU Restricted Stock Unit Options Exercise $0 -1,202 -11% $0.000000 9,616 02 Sep 2025 Class A Common Stock 1,202 Direct F2, F7
transaction ROKU Restricted Stock Unit Options Exercise $0 -172 -100% $0.000000 0 02 Sep 2025 Class A Common Stock 172 Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025.
F4 This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
F5 This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.
F6 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
F7 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
F8 This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.