Charles Collier - 21 Jul 2025 Form 4 Insider Report for ROKU, INC (ROKU)

Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
21 Jul 2025
Net transactions value
-$20,193,105
Form type
4
Filing time
22 Jul 2025, 18:51:59 UTC
Previous filing
18 Jun 2025
Next filing
19 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Collier Charles President, Roku Media C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE /s/ Renee Strandness, attorney-in-fact 22 Jul 2025 0001951665

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Sale $682,100 -7,180 -97% $95.00 200 21 Jul 2025 Direct F1
transaction ROKU Class A Common Stock Options Exercise $10,184,745 +205,379 +102690% $49.59 205,579 21 Jul 2025 Direct
transaction ROKU Class A Common Stock Sale $19,511,005 -205,379 -100% $95.00 200 21 Jul 2025 Direct F1
holding ROKU Class A Common Stock 600 21 Jul 2025 Charles D. Collier Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Options Exercise $10,184,745 -205,379 -21% $49.59 780,437 21 Jul 2025 Class A Common Stock 205,379 $49.59 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to Mr. Collier's 10b5-1 plan.
F2 This stock option vests in 48 substantially equal monthly installments beginning on the vesting commencement date of 12/4/2022.