Mustafa Ozgen - 02 Jun 2025 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Pres, Devices, Prod, and Tech
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
02 Jun 2025
Net transactions value
-$472,886
Form type
4
Filing time
04 Jun 2025, 19:54:29 UTC
Previous filing
05 Mar 2025
Next filing
19 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ozgen Mustafa Pres, Devices, Prod, and Tech C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE /s/ Renee Strandness, attorney-in-fact 04 Jun 2025 0001767033

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +16,458 +49% $0.000000 49,909 02 Jun 2025 Direct
transaction ROKU Class A Common Stock Tax liability $472,886 -6,477 -13% $73.01 43,432 02 Jun 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -4,759 -100% $0.000000 0 02 Jun 2025 Class A Common Stock 4,759 Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -4,909 -17% $0.000000 24,549 02 Jun 2025 Class A Common Stock 4,909 Direct F2, F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -6,790 -10% $0.000000 61,108 02 Jun 2025 Class A Common Stock 6,790 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 2, 2025.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
F4 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
F5 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.