Matthew C. Banks - 02 Jun 2025 Form 4 Insider Report for ROKU, INC (ROKU)

Role
VP, Corp Controller & CAO
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
02 Jun 2025
Net transactions value
-$214,265
Form type
4
Filing time
04 Jun 2025, 19:52:36 UTC
Previous filing
02 May 2025
Next filing
05 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Banks Matthew C. VP, Corp Controller & CAO C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE /s/ Renee Strandness, attorney-in-fact 04 Jun 2025 0001959033

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +4,647 +68% $0.000000 11,490 02 Jun 2025 Direct
transaction ROKU Class A Common Stock Tax liability $168,361 -2,306 -20% $73.01 9,184 02 Jun 2025 Direct F1
transaction ROKU Class A Common Stock Sale $45,904 -629 -6.8% $72.98 8,555 03 Jun 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -1,048 -25% $0.000000 3,145 02 Jun 2025 Class A Common Stock 1,048 Direct F3, F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -149 -33% $0.000000 296 02 Jun 2025 Class A Common Stock 149 Direct F3, F5
transaction ROKU Restricted Stock Unit Options Exercise $0 -1,248 -14% $0.000000 7,492 02 Jun 2025 Class A Common Stock 1,248 Direct F3, F6
transaction ROKU Restricted Stock Unit Options Exercise $0 -828 -17% $0.000000 4,139 02 Jun 2025 Class A Common Stock 828 Direct F3, F7
transaction ROKU Restricted Stock Unit Options Exercise $0 -1,202 -10% $0.000000 10,818 02 Jun 2025 Class A Common Stock 1,202 Direct F3, F8
transaction ROKU Restricted Stock Unit Options Exercise $0 -172 -50% $0.000000 172 02 Jun 2025 Class A Common Stock 172 Direct F3, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 2, 2025.
F2 Shares sold pursuant to Mr. Banks' 10b5-1 plan.
F3 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F4 This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025.
F5 This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
F6 This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.
F7 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
F8 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
F9 This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.