Vishal Agrawal - Dec 15, 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Strat & Corp Dev Officer
Signature
Vishal Agrawal
Stock symbol
HUM
Transactions as of
Dec 15, 2024
Transactions value $
-$131,762
Form type
4
Date filed
12/17/2024, 02:30 PM
Previous filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Tax liability -$55.7K -205 -1.67% $271.68 12K Dec 15, 2024 Direct F11
transaction HUM Humana Common Options Exercise $0 +309 +2.57% $0.00 12.4K Dec 15, 2024 Direct
transaction HUM Humana Common Tax liability -$38K -140 -1.13% $271.68 12.2K Dec 15, 2024 Direct F11
transaction HUM Humana Common Options Exercise $0 +310 +2.54% $0.00 12.5K Dec 15, 2024 Direct
transaction HUM Humana Common Tax liability -$38K -140 -1.12% $271.68 12.4K Dec 15, 2024 Direct F11, F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -309 -100% $0.00 0 Dec 15, 2024 Humana Common 309 Direct F8, F9
transaction HUM Restricted Stock Units Options Exercise $0 -310 -49.92% $0.00 311 Dec 15, 2024 Humana Common 310 Direct F8, F10
holding HUM Options 10.6K Dec 15, 2024 Humana Common 10.6K $308.31 Direct F1
holding HUM Options 5.39K Dec 15, 2024 Humana Common 5.39K $307.97 Direct F2
holding HUM Options 5.37K Dec 15, 2024 Humana Common 5.37K $350.79 Direct F3
holding HUM Options 4.06K Dec 15, 2024 Humana Common 4.06K $376.61 Direct F4
holding HUM Options 3.36K Dec 15, 2024 Humana Common 3.36K $425.06 Direct F5
holding HUM Options 3.59K Dec 15, 2024 Humana Common 3.59K $510.24 Direct F6
holding HUM Options 5.26K Dec 15, 2024 Humana Common 5.26K $367.21 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 12/11/2018, vesting in three increments from 12/11/19 to 12/11/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F6 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F7 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F8 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F11 Disposition reported represents shares withheld for payment of tax liability on Restricted Stock units vested on 12/15/24.
F12 Includes 908 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.