Vishal Agrawal - 15 Dec 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Strat & Corp Dev Officer
Signature
Vishal Agrawal
Issuer symbol
HUM
Transactions as of
15 Dec 2024
Net transactions value
-$131,762
Form type
4
Filing time
17 Dec 2024, 14:30:53 UTC
Previous filing
23 Feb 2024
Next filing
25 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Tax liability $55,693 -205 -1.7% $271.68 12,043 15 Dec 2024 Direct F11
transaction HUM Humana Common Options Exercise $0 +309 +2.6% $0.000000 12,352 15 Dec 2024 Direct
transaction HUM Humana Common Tax liability $38,034 -140 -1.1% $271.68 12,212 15 Dec 2024 Direct F11
transaction HUM Humana Common Options Exercise $0 +310 +2.5% $0.000000 12,522 15 Dec 2024 Direct
transaction HUM Humana Common Tax liability $38,034 -140 -1.1% $271.68 12,382 15 Dec 2024 Direct F11, F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -309 -100% $0.000000 0 15 Dec 2024 Humana Common 309 Direct F8, F9
transaction HUM Restricted Stock Units Options Exercise $0 -310 -50% $0.000000 311 15 Dec 2024 Humana Common 310 Direct F8, F10
holding HUM Options 10,577 15 Dec 2024 Humana Common 10,577 $308.31 Direct F1
holding HUM Options 5,388 15 Dec 2024 Humana Common 5,388 $307.96 Direct F2
holding HUM Options 5,372 15 Dec 2024 Humana Common 5,372 $350.79 Direct F3
holding HUM Options 4,057 15 Dec 2024 Humana Common 4,057 $376.61 Direct F4
holding HUM Options 3,356 15 Dec 2024 Humana Common 3,356 $425.06 Direct F5
holding HUM Options 3,594 15 Dec 2024 Humana Common 3,594 $510.24 Direct F6
holding HUM Options 5,257 15 Dec 2024 Humana Common 5,257 $367.21 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 12/11/2018, vesting in three increments from 12/11/19 to 12/11/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F6 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F7 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F8 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F11 Disposition reported represents shares withheld for payment of tax liability on Restricted Stock units vested on 12/15/24.
F12 Includes 908 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.