Vishal Agrawal - 21 Feb 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Strat & Corp Dev Officer
Signature
Vishal Agrawal
Issuer symbol
HUM
Transactions as of
21 Feb 2024
Net transactions value
-$351,095
Form type
4
Filing time
23 Feb 2024, 13:08:17 UTC
Previous filing
19 Dec 2023
Next filing
17 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +3,010 +34% $0.000000 11,845 22 Feb 2024 Direct F13
transaction HUM Humana Common Tax liability $351,095 -959 -8.1% $366.10 10,886 22 Feb 2024 Direct F14
transaction HUM Humana Common Award $0 +1,362 +13% $0.000000 12,248 21 Feb 2024 Direct F11, F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Award $0 +5,257 $0.000000 5,257 21 Feb 2024 Humana Common 5,257 $367.21 Direct F7
holding HUM Options 10,577 21 Feb 2024 Humana Common 10,577 $308.31 Direct F1
holding HUM Options 5,388 21 Feb 2024 Humana Common 5,388 $307.96 Direct F2
holding HUM Options 5,372 21 Feb 2024 Humana Common 5,372 $350.79 Direct F3
holding HUM Options 4,057 21 Feb 2024 Humana Common 4,057 $376.61 Direct F4
holding HUM Options 3,356 21 Feb 2024 Humana Common 3,356 $425.06 Direct F5
holding HUM Options 3,594 21 Feb 2024 Humana Common 3,594 $510.24 Direct F6
holding HUM Restricted Stock Units 309 21 Feb 2024 Humana Common 309 Direct F8, F9
holding HUM Restricted Stock Units 621 21 Feb 2024 Humana Common 621 Direct F8, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 12/11/2018, vesting in three increments from 12/11/19 to 12/11/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F6 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F7 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F8 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F11 Restricted stock units granted to reporting person on 2/21/24.
F12 Includes 1,362 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F13 Includes Performance Stock Units not required to be reported until vest.
F14 Disposition reported represents shares withheld for payment of tax liability on Performance Stock units vested on 2/22/24.