Vishal Agrawal - Feb 21, 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Strat & Corp Dev Officer
Signature
Vishal Agrawal
Stock symbol
HUM
Transactions as of
Feb 21, 2024
Transactions value $
-$351,095
Form type
4
Date filed
2/23/2024, 01:08 PM
Previous filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +3.01K +34.07% $0.00 11.8K Feb 22, 2024 Direct F13
transaction HUM Humana Common Tax liability -$351K -959 -8.1% $366.11 10.9K Feb 22, 2024 Direct F14
transaction HUM Humana Common Award $0 +1.36K +12.51% $0.00 12.2K Feb 21, 2024 Direct F11, F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Award $0 +5.26K $0.00 5.26K Feb 21, 2024 Humana Common 5.26K $367.21 Direct F7
holding HUM Options 10.6K Feb 21, 2024 Humana Common 10.6K $308.31 Direct F1
holding HUM Options 5.39K Feb 21, 2024 Humana Common 5.39K $307.97 Direct F2
holding HUM Options 5.37K Feb 21, 2024 Humana Common 5.37K $350.79 Direct F3
holding HUM Options 4.06K Feb 21, 2024 Humana Common 4.06K $376.61 Direct F4
holding HUM Options 3.36K Feb 21, 2024 Humana Common 3.36K $425.06 Direct F5
holding HUM Options 3.59K Feb 21, 2024 Humana Common 3.59K $510.24 Direct F6
holding HUM Restricted Stock Units 309 Feb 21, 2024 Humana Common 309 Direct F8, F9
holding HUM Restricted Stock Units 621 Feb 21, 2024 Humana Common 621 Direct F8, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 12/11/2018, vesting in three increments from 12/11/19 to 12/11/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F6 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F7 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F8 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F11 Restricted stock units granted to reporting person on 2/21/24.
F12 Includes 1,362 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F13 Includes Performance Stock Units not required to be reported until vest.
F14 Disposition reported represents shares withheld for payment of tax liability on Performance Stock units vested on 2/22/24.