James A. Rechtin - 15 Dec 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO
Signature
James A. Rechtin
Issuer symbol
HUM
Transactions as of
15 Dec 2024
Net transactions value
-$106,497
Form type
4
Filing time
17 Dec 2024, 14:22:36 UTC
Previous filing
23 Feb 2024
Next filing
10 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Tax liability $106,497 -392 -9.6% $271.68 3,693 15 Dec 2024 Direct F6, F7
holding HUM Humana Common 10 15 Dec 2024 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 29,230 15 Dec 2024 Humana Common 29,230 $458.18 Direct F2
holding HUM Options 15,772 15 Dec 2024 Humana Common 15,772 $367.21 Direct F3
holding HUM Restricted Stock Units 6,548 15 Dec 2024 Humana Common 6,548 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in two revocable trusts for the benefit of reporting person and reporting person's spouse, with reporting person and spouse being sole trustees, respectively.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 1/8/2024, vesting in three annual increments from 1/8/25 to 1/8/27.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F4 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5 Restricted stock units granted to reporting person on 1/8/2024, 33% of the award is vesting on 1/8/25, 1/8/26, and 1/8/27.
F6 Includes 2,724 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F7 Shares disposed of represent payment for tax liability on restricted stock units vested on 12/15/24.