James A. Rechtin - 21 Feb 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role: President & COO
Signature: James A. Rechtin
Issuer symbol: HUM
Transactions as of: 21 Feb 2024
Net transactions value: $0
Form type: 4
Filing time: 23 Feb 2024, 16:15:48 UTC
Previous filing: 08 Jan 2024
Next filing: 17 Dec 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HUM	Humana Common	Award	$0	+4,085		$0.000000	4,085	21 Feb 2024	Direct	F6, F7
holding	HUM	Humana Common						10	21 Feb 2024	See Footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Options	Award	$0	+15,772		$0.000000	15,772	21 Feb 2024	Humana Common	15,772	$367.21	Direct	F3
holding	HUM	Options						29,230	21 Feb 2024	Humana Common	29,230	$458.18	Direct	F2
holding	HUM	Restricted Stock Units						6,548	21 Feb 2024	Humana Common	6,548		Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares held in two revocable trusts for the benefit of reporting person and reporting person's spouse, with reporting person and spouse being sole trustees, respectively.
F2	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 1/8/2024, vesting in three annual increments from 1/8/25 to 1/8/27.
F3	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F4	Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5	Restricted stock units granted to reporting person on 1/8/2024, 33% of the award is vesting on 1/8/25, 1/8/26, and 1/8/27.
F6	Restricted stock units granted to reporting person on 2/21/24.
F7	Includes 4,085 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.