Phil Mottram - 07 Dec 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Ki Hoon Kim Attorney-in-Fact for Philip J. Mottram
Issuer symbol
HPE
Transactions as of
07 Dec 2024
Net transactions value
+$2,747,688
Form type
4
Filing time
10 Dec 2024, 21:33:23 UTC
Previous filing
29 May 2024
Next filing
11 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $1,124,500 +46,952 +134% $23.95 82,059 07 Dec 2024 Direct F1
transaction HPE Common Stock Tax liability $557,556 -23,280 -28% $23.95 58,779 07 Dec 2024 Direct
transaction HPE Common Stock Award $1,886,781 +78,780 +134% $23.95 137,559 07 Dec 2024 Direct F2
transaction HPE Common Stock Tax liability $935,487 -39,060 -28% $23.95 98,499 07 Dec 2024 Direct
transaction HPE Common Stock Options Exercise $1,272,751 +53,142 +54% $23.95 151,641 07 Dec 2024 Direct
transaction HPE Common Stock Tax liability $631,059 -26,349 -17% $23.95 125,292 07 Dec 2024 Direct
transaction HPE Common Stock Options Exercise $1,165,790 +48,676 +39% $23.95 173,968 08 Dec 2024 Direct
transaction HPE Common Stock Tax liability $578,033 -24,135 -14% $23.95 149,833 08 Dec 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +409 +1.2% 35,448 18 Jul 2024 Common Stock 409 Direct F3, F4
transaction HPE Restricted Stock Units Options Exercise -48,676 -50% 48,674 08 Dec 2024 Common Stock 48,676 Direct F3, F5
transaction HPE Restricted Stock Units Options Exercise -53,142 -33% 106,284 07 Dec 2024 Common Stock 53,142 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/09/21 the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 204.4654 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 204.2678 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F5 As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 46,041 of which vested on 12/08/24, and 46,041 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 579.1321 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 578.5723 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,635 vested dividend equivalent rights and a de minimus adjustment of 0.8605 due to fractional rounding of the dividend equivalent rights.
F6 As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 974.4471 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.1962 due to fractional rounding of the dividend equivalent rights.