Phil Mottram - 28 May 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Ki Hoon Kim Attorney-in-Fact for Philip J. Mottram
Issuer symbol
HPE
Transactions as of
28 May 2024
Net transactions value
+$159,081
Form type
4
Filing time
29 May 2024, 19:37:31 UTC
Previous filing
19 Dec 2023
Next filing
10 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $315,547 +17,140 +65% $18.41 43,606 28 May 2024 Direct
transaction HPE Common Stock Tax liability $156,467 -8,499 -19% $18.41 35,107 28 May 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -17,140 -100% 0 28 May 2024 Common Stock 17,140 Direct F1, F2
transaction HPE Restricted Stock Units Award +501 +1.4% 35,039 11 Jan 2024 Common Stock 501 Direct F1, F3
transaction HPE Restricted Stock Units Award +1,418 +1.5% 96,191 11 Jan 2024 Common Stock 1,418 Direct F1, F4
transaction HPE Restricted Stock Units Award +2,389 +1.5% 157,476 11 Jan 2024 Common Stock 2,389 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 05/28/21 the reporting person was granted 46,992 restricted stock units ("RSUs"), 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which vested on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 124.3934 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 116.8955 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,476 vested dividend equivalent rights and a de minimus adjustment of 0.2313 due to fractional rounding of the dividend equivalent rights.
F3 As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 258.1735 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 242.6119 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.
F4 As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 731.2560 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 687.1791 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.
F5 As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,231.6011 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 1,157.3657 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.