| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Sale | -$179K | -7.77K | -100% | $23.00 | 0 | Dec 6, 2024 | Direct | |
| transaction | HPE | Common Stock | Options Exercise | $1.78M | +74.4K | $23.95 | 74.4K | Dec 7, 2024 | Direct | ||
| transaction | HPE | Common Stock | Tax liability | -$618K | -25.8K | -34.66% | $23.95 | 48.6K | Dec 7, 2024 | Direct | |
| transaction | HPE | Common Stock | Options Exercise | $518K | +21.6K | +44.5% | $23.95 | 70.2K | Dec 8, 2024 | Direct | |
| transaction | HPE | Common Stock | Tax liability | -$204K | -8.51K | -12.12% | $23.95 | 61.7K | Dec 8, 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Restricted Stock Units | Award | +95.3 | +0.58% | 16.5K | Oct 18, 2024 | Common Stock | 95.3 | Direct | F1, F2 | |||
| transaction | HPE | Restricted Stock Units | Award | +152 | +0.59% | 26.1K | Oct 18, 2024 | Common Stock | 152 | Direct | F1, F3 | |||
| transaction | HPE | Restricted Stock Units | Options Exercise | -21.7K | -50.03% | 21.6K | Dec 8, 2024 | Common Stock | 21.6K | Direct | F1, F4 | |||
| transaction | HPE | Restricted Stock Units | Options Exercise | -74.4K | -33.33% | 149K | Dec 7, 2024 | Common Stock | 74.4K | Direct | F1, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F2 | As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 95.3291 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. |
| F3 | As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 152.1358 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. |
| F4 | As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which vested on 12/08/24, and 20,463 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 257.1411 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,171 vested dividend equivalent rights and a de minimus adjustment of 0.0586 due to fractional rounding of the dividend equivalent rights. |
| F5 | As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which vested on 12/07/24, and 72,374 of which will vest on each of 12/07/25, and 12/07/26. The number of derivative securities in column 5 reflects 1,364.2272 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,026 vested dividend equivalent rights and a de minimus adjustment of 0.6691 due to fractional rounding of the dividend equivalent rights. |
The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 06/11/24.