| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Sale | -$163K | -7.77K | -50% | $21.00 | 7.77K | Oct 8, 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Restricted Stock Units | Award | +95.4 | +0.58% | 16.4K | Jul 18, 2024 | Common Stock | 95.4 | Direct | F1, F2 | |||
| transaction | HPE | Restricted Stock Units | Award | +152 | +0.59% | 25.9K | Jul 18, 2024 | Common Stock | 152 | Direct | F1, F3 | |||
| transaction | HPE | Restricted Stock Units | Award | +257 | +0.6% | 43K | Jul 18, 2024 | Common Stock | 257 | Direct | F1, F4 | |||
| transaction | HPE | Restricted Stock Units | Award | +1.37K | +0.62% | 222K | Jul 18, 2024 | Common Stock | 1.37K | Direct | F1, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F2 | As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 95.4214 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. |
| F3 | As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 152.2830 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. |
| F4 | As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 257.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. |
| F5 | As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,365.5472 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. |
The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 06/11/24.