Dan Jedda - 15 Nov 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Reporting relationship: CFO
Issuer ticker: ROKU
Reported as of: 15 Nov 2024
Net transaction value: -$668,866
SEC form: 4
Accepted by SEC: 19 Nov 2024, 18:50:53 UTC
Prior SEC filing: 16 Oct 2024
Next SEC filing: 17 Dec 2024
Source filing: View source filing
Reporting owner signature: /s/ Renee Strandness, attorney-in-fact

Key filing fact

Dan Jedda filed Form 4 for ROKU, INC (ROKU) on 19 Nov 2024.

Key facts

This page summarizes Dan Jedda's Form 4 filing for ROKU, INC (ROKU).
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 19 Nov 2024, 18:50.

Change

Previous filing in this sequence was filed on 16 Oct 2024.
Current net transaction value: -$668,866.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROKU transaction

Class A Common Stock

Options Exercise

Transaction value: $0
Shares: +21,911
Change %: +41%
Price: $0.000000
Shares after: 75,178
Date: 15 Nov 2024
Ownership: Direct

ROKU transaction

Class A Common Stock

Tax liability

Transaction value: $593,866
Shares: -8,623
Change %: -11%
Price: $68.87
Shares after: 66,555
Date: 15 Nov 2024
Ownership: Direct
Footnotes: F1

ROKU transaction

Class A Common Stock

Sale

Transaction value: $75,000
Shares: -1,000
Change %: -1.5%
Price: $75.00
Shares after: 65,555
Date: 19 Nov 2024
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROKU transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -17,726
Change %: -9.1%
Price: $0.000000
Shares after: 177,262
Date: 15 Nov 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 17,726
Exercise price
Footnotes: F3, F4

ROKU transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -4,185
Change %: -25%
Price: $0.000000
Shares after: 12,557
Date: 15 Nov 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 4,185
Exercise price
Footnotes: F3, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 5 footnotes

Footnote F1

Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.

Footnote F2

Shares sold pursuant to Mr. Jedda's 10b5-1 plan.

Footnote F3

Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Footnote F4

This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.

Footnote F5

This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.