-
Signature
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/s/ Renee Strandness, attorney-in-fact
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Stock symbol
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ROKU
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Transactions as of
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Nov 15, 2024
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Transactions value $
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-$668,866
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Form type
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4
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Date filed
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11/19/2024, 06:50 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROKU |
Class A Common Stock |
Options Exercise |
$0 |
+21.9K |
+41.13% |
$0.00 |
75.2K |
Nov 15, 2024 |
Direct |
|
| transaction |
ROKU |
Class A Common Stock |
Tax liability |
-$594K |
-8.62K |
-11.47% |
$68.87 |
66.6K |
Nov 15, 2024 |
Direct |
F1 |
| transaction |
ROKU |
Class A Common Stock |
Sale |
-$75K |
-1K |
-1.5% |
$75.00 |
65.6K |
Nov 19, 2024 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-17.7K |
-9.09% |
$0.00 |
177K |
Nov 15, 2024 |
Class A Common Stock |
17.7K |
|
Direct |
F3, F4 |
| transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-4.19K |
-25% |
$0.00 |
12.6K |
Nov 15, 2024 |
Class A Common Stock |
4.19K |
|
Direct |
F3, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: