| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROKU | Restricted Stock Unit | Options Exercise | $0 | -17.7K | -9.09% | $0.00 | 177K | Nov 15, 2024 | Class A Common Stock | 17.7K | Direct | F3, F4 | |
| transaction | ROKU | Restricted Stock Unit | Options Exercise | $0 | -4.19K | -25% | $0.00 | 12.6K | Nov 15, 2024 | Class A Common Stock | 4.19K | Direct | F3, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024. |
| F2 | Shares sold pursuant to Mr. Jedda's 10b5-1 plan. |
| F3 | Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. |
| F4 | This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023. |
| F5 | This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024. |