Mustafa Ozgen - Nov 15, 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Pres, Devices, Prod, and Tech
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Nov 15, 2024
Transactions value $
-$562,048
Form type
4
Date filed
11/19/2024, 06:50 PM
Previous filing
Sep 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +16.5K +96.58% $0.00 33.5K Nov 15, 2024 Direct
transaction ROKU Class A Common Stock Tax liability -$562K -8.16K -24.36% $68.87 25.3K Nov 15, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -4.76K -33.33% $0.00 9.52K Nov 15, 2024 Class A Common Stock 4.76K Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -4.91K -12.5% $0.00 34.4K Nov 15, 2024 Class A Common Stock 4.91K Direct F2, F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -6.79K -8.33% $0.00 74.7K Nov 15, 2024 Class A Common Stock 6.79K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
F4 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
F5 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.