Anthony J. Wood - Nov 15, 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Nov 15, 2024
Transactions value $
-$224,310
Form type
4
Date filed
11/19/2024, 06:48 PM
Previous filing
Nov 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +8.28K +164.88% $0.00 13.3K Nov 15, 2024 Direct
transaction ROKU Class A Common Stock Tax liability -$224K -3.26K -24.49% $68.87 10K Nov 15, 2024 Direct F1
holding ROKU Class A Common Stock 42.5K Nov 15, 2024 Wood 2020 Irrevocable Trust
holding ROKU Class A Common Stock 26.5K Nov 15, 2024 Wood 2017 Revocable Trust
holding ROKU Class A Common Stock 94.2K Nov 15, 2024 The Anthony J. Wood 2024 Annuity Trust V-B
holding ROKU Class A Common Stock 18.8K Nov 15, 2024 The Anthony J. Wood 2023 Annuity Trust V-B
holding ROKU Class A Common Stock 19.2K Nov 15, 2024 The Anthony J. Wood 2023 Annuity Trust V
holding ROKU Class A Common Stock 280K Nov 15, 2024 The Anthony J. Wood 2024 Annuity Trust V

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -8.28K -12.5% $0.00 57.9K Nov 15, 2024 Class A Common Stock 8.28K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.