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Signature
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/s/ Renee Strandness, attorney-in-fact
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Stock symbol
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ROKU
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Transactions as of
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Nov 15, 2024
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Transactions value $
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-$1,238,604
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Form type
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4
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Date filed
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11/19/2024, 06:46 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROKU |
Class A Common Stock |
Options Exercise |
$0 |
+18.1K |
+264.23% |
$0.00 |
24.9K |
Nov 15, 2024 |
Direct |
|
transaction |
ROKU |
Class A Common Stock |
Tax liability |
-$618K |
-8.97K |
-35.98% |
$68.87 |
16K |
Nov 15, 2024 |
Direct |
F1 |
transaction |
ROKU |
Class A Common Stock |
Sale |
-$328K |
-4.63K |
-29% |
$70.91 |
11.3K |
Nov 18, 2024 |
Direct |
F2, F3 |
transaction |
ROKU |
Class A Common Stock |
Sale |
-$166K |
-2.33K |
-20.52% |
$71.59 |
9K |
Nov 18, 2024 |
Direct |
F2, F4 |
transaction |
ROKU |
Class A Common Stock |
Sale |
-$126K |
-1.74K |
-19.32% |
$72.66 |
7.26K |
Nov 18, 2024 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-359 |
-49.93% |
$0.00 |
360 |
Nov 15, 2024 |
Class A Common Stock |
359 |
|
Direct |
F5, F6 |
transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-746 |
-49.9% |
$0.00 |
749 |
Nov 15, 2024 |
Class A Common Stock |
746 |
|
Direct |
F5, F7 |
transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-149 |
-20.08% |
$0.00 |
593 |
Nov 15, 2024 |
Class A Common Stock |
149 |
|
Direct |
F5, F8 |
transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-1.25K |
-11.11% |
$0.00 |
9.99K |
Nov 15, 2024 |
Class A Common Stock |
1.25K |
|
Direct |
F5, F9 |
transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-827 |
-12.49% |
$0.00 |
5.8K |
Nov 15, 2024 |
Class A Common Stock |
827 |
|
Direct |
F5, F10 |
transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-13.4K |
-100% |
$0.00 |
0 |
Nov 15, 2024 |
Class A Common Stock |
13.4K |
|
Direct |
F5, F11 |
transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-1.2K |
-8.33% |
$0.00 |
13.2K |
Nov 15, 2024 |
Class A Common Stock |
1.2K |
|
Direct |
F5, F12 |
transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-171 |
-24.89% |
$0.00 |
516 |
Nov 15, 2024 |
Class A Common Stock |
171 |
|
Direct |
F5, F13 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: